Most recent update: March 31, 2020

CompanyShares/WarrantsValue ($000)
Nuveen Arizona Premium Income Municipal Fund5,499,63675,565
Nuveen AMT-Free Municipal Income Fund4,194,72656,818
Western Asset Bond Fund4,903,58546,878
Eaton Vance Limited Duration Income Fund3,726,76739,392
Western Asset High Income Opportunity Fund8,081,58434,023
Eaton Vance Municipal Income Term Trust2,704,52733,752
Western Asset Global High Income Fund Inc4,249,41331,786
Nuveen Dividend Advantage Municipal Fund 31,865,50027,386
Blackrock Debt Strategies Fund3,096,59626,166
Highlands Pacific Ltd.2,932,61725,015
Blackrock MuniYield Michigan Quality Fund1,897,47424,250
Nuveen Credit Strategies Income Fund4,169,59323,642
Nuveen California Dividend Advantage Municipal Fund 21,600,46321,910
Gimv Nv Act.3,996,26821,380
Blackrock Corporate High Yield Fund V Inc15,602,97919,496
New York Community Bancorp21,135,00018,607
Invesco Van Kampen Senior Income Trust2,223,33117,742
Duff & Phelps Utilities Income2,028,86016,982
Invesco Van Kampen California Value Municipal Income Trust1,397,53916,896
Golub Capital BDC1,330,67716,713
Western Asset Managed High Income Fund1,555,31216,377
BlackRock Credit Allocation Income Trust I1,299,45715,152
Invesco Van Kampen High Income Corporate Bond Fund4,491,90214,464
Aberdeen Indonesia Fund2,153,02614,167
BlackRock Municipal Income Trust1,006,23413,413
Ares Capital Corporation1,211,88113,064
NFJ Dividend1,356,37813,035
Blackrock MuniYield California Insured Fund1,463,47312,412
Cohen & Steers Quality Income Realty Fund Inc1,351,05312,214
Eaton Vance Floating-Rate Income Plus Fund1,045,19312,156
Nuveen Global Government Enhanced Income Fund964,77412,060
PIMCO Energy & Tactical Credit Opportunities Fund2,169,35411,649
Blackrock Capital and Income Strategies Fund Inc12,600,00010,569
Blackrock Global800,99610,093
Pioneer Floating Rate Trust1,313,12410,045
Putnam Municipal Opportunities Trust797,5579,515
Neuberger Berman High Yield Strategies Fund890,8309,510
Nuveen Pennsylvania Investment Quality Municipal Fund668,4018,896
Blackrock Municipal Income Quality Trust665,2198,814
Invesco Municipal Premium Income Trust745,4848,536
Eaton Vance Senior Income Trust1,768,2258,152
Blackrock New York Municipal Income Quality Trust651,1028,139
Source Capital263,1488,076
Vanc Pharmaceuticals, Inc.679,9137,955
Nuveen Massachusetts Dividend Advantage Municipal Fund667,2317,927
Invesco Value Municipal Income Trust560,2257,922
Wells Fargo Advantage Income Opportunities Fund1,214,4497,748
First Trust852,1097,735
Alliance National Municipal Income Fund Inc600,7197,659
Special Opportunities Fund Inc.496,8637,528
BlackRock Resources1,441,6017,266
ING Global Equity Dividend and Premium Opportunity Fund1,559,1607,110
Nuveen Global High Income Fund610,5776,826
Nuveen California Investment Quality Municipal Fund470,7306,666
Tuscany Energy Ltd.650,0006,528
AllianzGI Artificial Intelligence & Technology Opportunities Fund394,3636,310
Oaktree Specialty Lending1,938,5356,281
Morgan Stanley Emerging Markets Fund1,190,0566,200
Blackrock California Municipal 2018 Term Trust482,4286,122
Aberdeen Chile Fund1,179,6746,111
Nuveen Maryland Premium Income Municipal Fund478,0946,038
Western Asset High Yield Defined Opportunity Fund Inc.1,178,6255,905
Ares Dynamic Credit Allocation Fund, Inc.544,9395,880
Swiss Helvetia Fund789,3815,486
Greenrose Acquisition Corp.300,0005,295
Eaton Vance California Municipal Bond Fund II474,5085,006
Andina Acquisition Corporation300,0004,995
Clough Global Equity Fund545,2894,826
Wealthbridge Acquisition Ltd675,0004,779
Nuveen Michigan Quality Income Municipal Fund351,8174,721
Eaton Vance Corporation457,8594,693
Templeton Global Income Fund626,0724,683
Yunhong International200,0004,530
Nuveen Ohio Quality Income Municipal Fund305,0684,494
Vansen Pharma Inc.415,2514,447
Royce Micro-Cap Trust784,0424,359
Atlas Copco Ab Ser A200,0004,330
Nuvo Research Inc303,7354,274
Nuveen New York Dividend Advantage Municipal Income Fund313,7484,120
Blackrock MuniYield Quality Fund II331,9704,100
Highlands Bankshares, Inc.924,2654,021
Delaware Enhanced Global Dividend524,1843,905
East Stone Acquisition Corp165,0003,902
Blackrock Floating Rate Income Strategies Fund Inc382,6713,831
Advent Claymore Convertible Securities and Income Fund II359,7643,828
Newborn Acquisition Corp150,0003,698
Kayne Anderson MLP Investment Company978,4703,552
EVN Energie-Versorgung Niederosterreich Aktiengesellschaft292,2203,501
Nuveen California Dividend Advantage Municipal Fund468,2333,479
Flying Eagle Acquisition Corp.120,0003,198
Nuveen Enhanced Municipal Value Fund244,2453,185
Sprott Resource Lending Corp.630,7243,179
Churchill Mining PLC300,0003,135
Schultze Special Purpose Acquisition Corp.300,0003,093
Invesco Quality Municipal Income Trust260,2933,048
Nuveen Municipal High Income Opportunity Fund310,3733,029
Pimco High Income Fund612,7653,003
Graf Industrial Corp.284,3802,972
Royce Focus Trust363,7242,924
Living 3D Holdings, Inc.294,9402,890
Pioneer Diversified High Income Trust271,7692,851
TRINET GROUP INC275,0002,783
LifeSci Acquisition Corp.100,0002,765
Invesco Van Kampen Municipal Opportunity Trust178,7532,758
Blackrock Muni New York Intermediate Duration Fund Inc184,6102,705
Nuveen Floating Rate Income Fund354,4272,676
Blackrock Municipal 2020 Term Trust179,5672,634
Western Asset High Income Fund II Inc.205,3062,531
Kayne Anderson Energy Total Return Fund747,0822,488
TPG Specialty Lending, Inc.1,579,8442,467
Voya SENIOR INCOME FUND1,122,3452,424
Aberdeen Asia-Pacific Income Fund Inc715,6942,419
Pure Cycle Corporation300,1082,412
Blackrock Global288,8322,394
8i Enterprises Acquisition Corp.696,1282,356
Vanguard Health Systems70,0002,349
Leisure Acquisition Corp.361,2202,294
Fellazo Inc.225,0002,284
Galileo Petroleum Ltd.235,0002,256
Blackrock MuniHoldings Quality Fund II186,6032,239
Altair Nanotechnologies Inc.74,9982,149
South Mountain Merger Corp.214,0002,129
GigCapital2, Inc.200,0002,084
AMCI Acquisition Corp.200,0002,060
Leo Holdings Corp.200,0002,060
Crescent Acquisition Corp200,0002,050
Big Rock Partners Acquisition Corp.427,6972,046
Netfin Acquisition Corp.200,0002,014
Alberton Acquisition Corp200,0002,002
Pivotal Therapeutics Inc200,0001,992
Silver Spike Acquisition Corp.200,0001,990
Osprey Gold Development Ltd.202,4001,975
Landcadia Holdings, Inc.200,0001,960
Amplitude Healthcare Acquisition Corp200,0001,900
VectoIQ Acquisition Corp.299,9981,888
BlackRock Multi-Sector Income Trust144,7431,747
CF Finance Acquisition Corp.150,0001,641
Eagle Growth & Income Opportunities Fund152,5371,617
Royce Value Trust161,8051,565
Fintech Acquisition Corp. III150,0001,535
Nuveen New York Municipal Value Fund110,3841,499
Replay Acquisition Corp.150,0001,472
Union Acquisition Corp.150,0001,464
PIMCO Income Strategy Fund II189,9191,440
Blackrock MuniHoldings Quality Fund119,1631,424
Western Asset Mortgage Defined Opportunity Fund Inc114,1551,365
Ares Capital Corporation1,500,0001,358
High Liner Foods198,4091,296
Blackrock Floating Rate Income Strategies Fund II Inc132,0101,295
Tenzing Acquisition Corp.125,0001,281
Tottenham Acquisition I Ltd354,0001,257
Calamos Long/Short Equity & Dynamic Income Trust86,9801,256
BlackRock Municipal Target Term Trust Inc. (The)54,3321,232
The Herzfeld Caribbean Basin Fund352,8541,226
Invesco Van Kampen Advantage Municipal Income Trust II118,0371,212
John Hancock Tax-Advantaged Global Shareholder Yield Fund237,4041,189
First Trust/Aberdeen Emerging Opportunity Fund130,6711,150
Eaton Vance New York Municipal Income Trust92,5771,138
Longevity Acquisition Corp100,0001,070
LF George Hldgs Inc200,0001,061
Nuveen Intermediate Duration Municipal Term Fund78,2131,043
Gordon Pointe Acquisition Corp.274,1631,039
Insurance Australia Group Ltd.100,0001,038
Eaton Vance Tax-Advantaged Bond135,7171,038
Act II Global Acquisition Corp.149,9941,022
Haymaker Acquisition Corp. II100,0001,010
India Fund73,6061,003
Nuveen Dividend Advantage Municipal Fund45,446868
Allegro Beauty Products, Inc.75,351850
Blackrock MuniHoldings Investment Quality Fund60,721794
PIMCO Dynamic Income Fund46,928789
Monocle Acquisition Corp150,000777
Pimco Income Opportunity Fund38,196772
Thunder Bridge Acquisition II, LTD75,000764
Eaton Vance High Income 2021 Target Term Trust83,907739
Stable Road Acquisition Corp.67,500678
Cornerstone Strategic Value Fund80,057650
Cornerstone Bancshares81,449648
ING Emerging Markets High Dividend Equity Fund107,003624
Far East Energy Corp.66,660515
Healthcare Merger Corp.50,000515
Apex Technology Acquisition Corp50,000508
BlackRock Science & Technology Trust II24,107402
Nuveen High Income 2020 Target Term Fund44,284391
Nuveen Municipal 2021 Target Term Fund40,999387
Blackrock Florida Municipal 2020 Term Trust23,538340
Templeton Emerging Markets Fund26,457295
PCM, Inc.34,461274
PIMCO Income Strategy Fund31,655267
Aberdeen Global Income Fund36,137265
SC Health Corp25,000255
Nuveen California Premium Income Municipal Fund16,133237
Colliers International Group20,000204
Blackrock MuniVest Fund II21,699176
mCig, Inc.10,750125
Tortoise Energy Independence Fund101,251116
THL Credit25,80568
ClearBridge Energy MLP Total Return Fund Inc.33,07046
Legacy Acquisition Corp.177,90044
HL Acquisitions Corp.250,00016
Trident Acquisitions Corp.150,00014
Allegro Merger Corp.200,00014
Opes Acquisition Corp.250,00013