National Planning Corp

Most recent update: June 30, 2017

CompanyShares/WarrantsValue ($000)
S&P Quality Rankings Glbl Equ Mngd Tr227,46955,095
Vanguard Natural Resources, LLC503,12046,205
iShares Trust iShares MSCI All Country Asia ex Japan Small Cap504,33440,635
PowerShares DB US Dollar Index Bullish Fund895,56537,543
SPDR GOLD TRUST547,86630,209
iShares Trust iShares MSCI All Country Asia Information Techno443,23329,052
Apple Inc.182,12426,135
PowerShares QQQ Trust186,59525,412
iTeknik Holding Corporation99,11324,171
Vanguard Scottsdale Funds Vanguard Russell 3000 ETF172,50921,521
vTv Therapeutics Inc.202,20219,652
Chevron Corporation184,49419,612
Diamondhead Casino Corp.88,04918,886
Sport Chalet128,85417,596
Vanguard International Equity Index Funds Vanguard Global ex-U320,11817,354
Berkshire Hathaway Inc.99,72917,133
Therapix Biosciences Ltd395,03116,291
Imperial Petroleum, Inc.84,67514,828
Standard Parking Corporation43,60713,956
Procter & Gamble Company (The)154,03813,515
Edge Resources Inc.257,05212,578
Vanguard Short-Term Corporate Bond ETF152,53112,154
FS Bancorp1,213,66511,287
Exxon Mobil Corporation133,73810,980
iShares Trust iShares MSCI Emerging Markets Latin America Inde248,95310,364
Core Resource Management, Inc.142,54110,088
Ibiden Co. Ltd.97,0258,985
Alphabet Holding Company, Inc.9,7908,930
Amazon.com9,2638,834
Pepsico75,3148,694
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND257,4658,460
Indofood Agri Resources Ltd.92,6468,359
High Country Bancorp, Inc.104,5098,204
iShares Commodity Optimized Trust206,2297,817
Nuveen Build America Bond Opportunity Fund358,1467,546
World Gaming plc63,6877,393
Johnson & Johnson53,9787,174
Vanguard Health Systems52,1577,128
International Business Machines Corporation45,1537,025
Altria Group89,6286,680
Etfs Commodity Securities Ltd.48,7466,653
AT&T Inc.174,0546,633
3M Company31,6036,631
Intercept Pharmaceuticals52,1956,381
Innocap, Inc.30,7566,078
Reitmans70,8825,975
VANJIA CORP41,6615,904
Facebook39,2175,821
Seattle Genetics110,9905,795
General Electric Co207,8225,705
VGTel, Inc.60,4385,613
Oppenheimer Holdings139,2625,461
Vanguard Scottsdale Funds Vanguard Russell 1000 ETF58,6355,402
Sherwin-Williams Company (The)14,7955,226
Financial Institutions204,6135,121
Microsoft Corporation74,0245,046
Healthcare Trust of America152,1904,805
Italian Food & Beverage Corp30,2774,794
Boeing Company (The)23,7434,715
MegaFon PJSC46,0614,589
Indo Tambangraya Megah PT41,6464,543
Walt Disney Company (The)39,9244,290
Vanguard Intermediate-Term Corporate Bond ETF50,4174,238
Security Devices International Inc.44,9634,185
Interups Inc.39,2934,157
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index 150,6764,055
McDonald's Corporation26,1503,988
Mallinckrodt Plc87,7613,976
Ishares Income Trust Sector Index Fd78,8113,975
Verizon Communications Inc.88,2783,973
VOIP PAL.com, Inc.27,0193,866
INFORMATION ANALYSIS INC27,4303,794
Starbucks Corporation64,7933,774
AbbVie Inc50,3883,649
iShares MSCI Emerging Markets Materials Sector Index Fund41,2353,627
Noble Group Ltd.61,6373,578
Lockheed Martin Corporation12,7933,568
Chimera Investment Corporation188,5693,566
SMG Indium Resources Ltd.28,5563,545
J P Morgan Chase & Co39,7223,544
Pfizer103,8373,512
Vanguard Energy Corporation25,0113,494
First Trust Exchange-Traded Fund II First Trust BICK Index Fun172,8213,462
ENERGY TRANSFER PARTNERS74,5953,452
Kimberly-Clark Corporation26,8243,445
Bowl America, Inc.97,0203,398
iShares S&P Emerging Markets Infrastructure Index Fund82,7393,236
Reynolds American Inc48,8763,167
Intel Corporation93,2403,120
Inmarsat Plc.18,6413,104
iShares Trust iShares Barclays GNMA Bond Fund27,0323,053
Illini Corp.25,4063,047
WisdomTree Trust WisdomTree Emerging Markets Corporate Bond Fu68,4623,021
Duke Energy Corporation34,6982,891
Vanguard Scottsdale Funds Vanguard Russell 2000 ETF32,4762,830
Sector 5, Inc.51,5442,801
Nuveen Preferred and Income Term Fund112,5212,783
Coca-Cola Company (The)61,4472,750
USG People NV54,1872,735
iShares II plc.21,0182,722
Vanguard Natural Resources, LLC54,1542,712
Select Asset Inc.33,5552,664
Home Depot16,9172,605
iShares42,6382,594
Consolidated Graphics32,1592,591
IL2M International Corp.17,9052,586
Stark Naked Bobbers19,9252,537
Philip Morris International Inc21,4812,511
Schuff International, Inc.48,0662,503
Selective Insurance Group48,1792,492
Schindler Holding AG55,0702,490
Costco Wholesale Corporation15,1452,405
Selective Insurance Group46,1862,362
Intertainment Media, Inc.28,1292,351
European Real Estate Investment Trust Ltd.42,1742,325
Nuveen Arizona Premium Income Municipal Fund164,3552,311
U.S. Helicopter Corp.28,5832,304
DoubleLine Income Solutions Fund110,3462,299
Schweitzer-Mauduit International36,0012,272
PIMCO Dynamic Income Fund101,0112,268
iShares FTSE EPRA/NAREIT Global Real Estate ex-U.S. Index Fund20,6352,267
Vanguard Scottsdale Funds Vanguard Russell 2000 Growth ETF37,2152,258
Inca One Gold Corporation17,9992,240
PS Business Parks16,5312,195
Merck & Company34,0892,191
Lamar Advertising Company29,3352,179
Vanguard Scottsdale Funds Vanguard Russell 2000 Value ETF33,7952,178
FVI Fondo Valores Inmobiliarios86,3692,145
Annaly Capital Management Inc174,7132,137
INCEPTION MINING INC.13,4102,106
Southern Company (The)43,6232,079
Visa Inc.22,1622,069
Vanguard Scottsdale Funds Vanguard Russell 1000 Value ETF39,2162,058
Bank of America Corporation82,8672,045
Axis Energy Corporation30,6182,014
Everest Re Group7,6042,007
Taiwan Semiconductor Manufacturing Company Limited56,9271,986
PowerShares Global Coal Portfolio68,5681,985
General Mills35,2311,944
Worldpay Group PLC28,6151,935
iShares S&P Global Clean Energy Index Fund14,7331,913
United States Oil Fund, LP194,1601,868
First Trust High Income Long Short Fund36,9791,824
Consumer Portfolio Services32,7521,798
Waste Management23,5801,731
First Trust NASDAQ-100-Technology Sector Index Fund62,2711,698
iShares NASDAQ Biotechnology Index Fund5,3921,677
General Electric Capital Corporation142,8951,652
Honeywell International Inc.12,2171,634
Wal-Mart Stores21,5611,625
Nuveen AMT-Free Municipal Income Fund118,1651,620
Exchange Income Corporation47,3931,617
Select Asset Inc.17,9831,610
Diamond Bancshares, Inc.16,8781,594
Cisco Systems50,7901,591
Wells Fargo & Company28,3901,584
Siliconware Precision Industries Company198,7891,574
VEREIT187,6341,569
VGambling Inc.12,1131,565
PIMCO Income Strategy Fund131,1861,564
The Blackstone Group L.P.47,2351,564
ConocoPhillips33,8841,547
LyondellBasell Industries NV17,9531,532
Bristol-Myers Squibb Company27,2051,531
Walgreens Boots Alliance19,4361,519
Aflac Incorporated19,2751,512
Omega Healthcare Investors44,5481,501
Nuveen Quality Preferred Income Fund 2144,9451,499
Flaherty & Crumrine Preferred Income Opportunity Fund Inc68,0241,498
Celgene Corporation11,4421,490
PPlus Trust38,9141,490
IBO (Listing Market - NYSE Amex Network B F)17,6561,489
Intertainment Media, Inc.96,6681,479
United Technologies Corporation12,1011,477
Alibaba Group Holding Limited10,1901,437
CVS Corporation17,6461,423
India Cement Ltd.9,4851,421
POSCO21,2861,383
Inchcape PLC28,7781,383
Tesla Exploratin Services Inc.3,9191,382
Russell Exchange Traded Funds Trust Russell Small Cap Low P/E 12,6791,370
Oracle Corporation27,2691,346
Voestalpine AG12,7521,320
Victory Square Technologies Inc30,2181,314
Abbott Laboratories26,7321,302
Eclipse Resources Corp418,0001,292
Sysco Corporation25,5091,289
ProShares Trust ProShares UltraShort Nasdaq Biotechnology30,6411,262
Imerjn Inc.24,4931,258
First Trust NASDAQ-100 Equal Weighted Index Fund23,5261,246
Perpetual Energy Inc.49,4991,236
Gilead Sciences17,4031,230
PIMCO California Municipal Income Fund11,8521,205
Vanguard STAR Funds Vanguard Total International Stock ETF23,0611,199
Industrial Services of America17,1821,177
iSoftStone Holdings Limited35,9751,176
Amgen Inc.6,7741,171
Delaware Investments Minnesota Municipal Income Fund II77,7431,154
Russell Breweries Inc8,4741,149
Pimco California Municipal Income Fund II21,1361,107
iShares S&P GSCI Commodity-Indexed Trust77,8001,100
Incyte Corporation8,6281,086
U.S. Bancorp20,6261,085
U.S. Stem Cell, Inc.18,1711,066
Russell Exchange Traded Funds Trust Russell Small Cap Consiste9,0121,057
Campbell Soup Company20,1741,053
iShares Gold Trust88,7731,041
LTC Properties19,5071,027
Nuveen Dividend Advantage Municipal Fund 367,2801,025
Janus Capital Group30,3231,021
Vector Group Ltd.47,9061,014
MSCI Inc17,5261,006
Lowe's Companies12,729996
ACADIA Pharmaceuticals Inc.34,680987
Mastercard Incorporated8,164986
Halliburton Company21,316932
Cohen & Steers Dividend Majors Fund9,031925
NVIDIA Corporation6,600920
Russell Exchange Traded Funds Trust Russell Small Cap Aggressi7,725916
Enterprise Products Partners L.P.33,468913
iShares8,565908
Central Fund of Canada Limited74,735904
Magellan Minerals Ltd.12,547903
Federal Express Corporation4,147901
Nuvo Research Inc60,103899
Xcel Energy Inc.19,614894
E.I. du Pont de Nemours and Company10,801887
Pimco Corporate & Income Opportunity Fund53,841886
Ventas12,658886
International Consolidated Airlines Group SA4,586885
Eaton Vance Municipal Income Trust43,500877
American Electric Power Company12,711877
Colgate-Palmolive Company11,811873
General Motors Company24,486871
Eaton Corporation11,060867
Software AG6,351856
Invesco Van Kampen California Value Municipal Income Trust63,500855
Peoples Financial Corporation47,032846
Nuveen Dividend Advantage Municipal Fund81,389845
Pacific Sunwear of California, Inc.48,449841
Deutsche Bank AG (London Branch)61,707839
Endeavour Silver Corporation282,094824
IEG Holdings Corp9,613815
RIGHTSCORP, INC.14,522799
AmerisourceBergen Corporation (Holding Co)8,424798
Dominion Resources10,396791
Eli Lilly and Company9,478784
United Parcel Service7,070782
Automatic Data Processing7,503768
John Hancock Preferred Income Fund III44,836759
DoubleLine Opportunistic Credit Fund28,970753
Diageo plc6,190738
iShares FTSE EPRA/NAREIT Europe Index Fund6,663729
Sprott Resource Lending Corp.118,051725
First Trust29,396725
Union Pacific Corporation6,464711
Nuveen Global Government Enhanced Income Fund54,000711
W.P. Carey Inc.10,509708
Cummins Inc.4,323706
The Kraft Heinz Company8,349705
Kinder Morgan36,037703
Invesco Van Kampen Pennsylvania Value Municipal Income Trust55,450702
Pimco High Income Fund79,720700
First Trust Senior Floating Rate Income Fund II14,397696
Nike11,838694
AGIC Equity & Convertible Income Fund34,821691
IShares Plc.12,410690
Royal Dutch Shell PLC12,860690
American Express Company8,082688
Corning Incorporated22,780686
Neenah Paper4,910685
Universal Health Realty Income Trust8,222676
BlackRock Municipal Target Term Trust Inc. (The)29,000674
PayPal Holdings, Inc.12,644668
iShares MSCI Far East Financials Sector Index Fund7,477665
Schlumberger N.V.9,858660
Comcast Corporation17,083655
Colony NorthStar, Inc.46,064654
Raytheon Company4,010652
Sonoco Products Company12,647652
Psychemedics Corporation25,625644
Netflix4,380640
Mondelez International14,784639
First Trust Exchange-Traded Fund II First Trust ISE Global Pla32,731634
Novagold Resources Inc.142,383628
General Dynamics Corporation3,115622
Medical Properties Trust47,446618
Prospect Capital Corporation74,255601
Calavo Growers8,684599
Dow Chemical Company (The)9,332597
Realty Income Corporation10,649597
Islet Holdings, Inc.5,478596
iShares Trust3,509595
Caterpillar5,508589
BlackRock Investment Quality Municipal Trust Inc. (The)39,000578
Pembina Pipeline Corp.17,229576
Vertex Pharmaceuticals Incorporated4,488575
Emerson Electric Company9,414567
NoCopi Technologies, Inc.2,191565
Enbridge Inc14,071565
Nucor Corporation9,526561
JPMorgan Chase Bank NA9,950557
Evolva Holding AG24,860549
Pimco Income Opportunity Fund20,448549
Southwest Airlines Company8,824548
USD Partners LP4,818547
Target Corporation10,366546
Donaldson Company11,925543
HCP16,559539
GlaxoSmithKline PLC12,561537
Ekso Bionics Holdings, Inc.234,450537
Nuveen Minnesota Municipal Income Fund33,369536
CoreStream Energy, Inc.9,628535
McKesson Corporation3,191525
La Jolla Pharmaceutical17,425523
bluebird bio, Inc.4,910517
Vanguard Energy Corporation5,717517
Kresta Holdings Ltd.9,160514
Goldman Sachs Group2,238509
STARWOOD PROPERTY TRUST22,260502
QUALCOMM Incorporated9,137502
Ameren Illinois Company9,228500
PPG Industries4,506498
Deere & Company3,988498
Medtronic5,580496
Astrazeneca PLC14,601495
iShares FTSE EPRA/NAREIT Asia Index Fund4,709495
Hospitality Properites Trust16,404489
Norfolk Souther Corporation3,949487
Crimson Wine Group Ltd.8,929487
Sanofi10,142485
Vanguard Natural Resources, LLC2,165482
Cincinnati Financial Corporation6,448471
PowerShares Global Steel Portfolio30,618464
Putnam Managed Municipal Income Trust61,302461
BlackRock1,076461
ALLIANCEBERNSTEIN L.P.35,654461
Air Products and Chemicals3,193461
Whiting Petroleum Corporation78,025456
Liberty All-Star Equity Fund79,078454
PNC Financial Services Group3,598453
Eaton Vance Limited Duration Income Fund32,102451
Prudential Financial4,032444
Vodafone Group Plc15,364441
BC Moly Ltd.3,815435
Chemical Financial Corporation8,736434
Clorox Company (The)3,248434
American International Group6,803431
Comerica Incorporated5,763429
Principal Real Estate Income Fund6,612428
Express Scripts Holding Company6,691428
Western Asset Emerging Markets Income Fund5,009427
AmeriGas Partners9,235425
Micron Technology14,595425
Russell Exchange Traded Funds Trust Russell Small Cap Contrari3,517424
Blackrock MuniVest Fund II26,563420
Edison International5,413418
priceline.com Incorporated226417
iShares3,892414
COLUMBIA PROPERTY TRUST, INC.18,250413
Old Republic International Corporation20,667410
ISC8 Inc.3,752410
Cohen & Steers Select Preferred and Income Fund14,425410
Lic Housing Finance Ltd.1,910406
Progressive Corporation (The)9,125404
Sirius XM Radio Inc.75,007404
LAS VEGAS RAILWAY EXPRESS, INC.6,448404
Exelon Corporation11,270404
GSM Fund Group Inc8,386404
Infineon Technologies AGĀ 2,325404
Citigroup Inc.5,902403
Power Efficiency Corp.13,825403
TotalFinaElf7,955399
TJX Companies5,551397
Novartis AG4,735396
CBIZ21,022393
Adobe Systems Incorporated2,838393
Pioneer Floating Rate Trust32,880391
Nuveen California Dividend Advantage Municipal Fund 225,786390
Adriana Resources, Inc.2,155388
Select Income REIT15,998387
The Hanover Insurance Group4,290385
FTE Networks, Inc.7,193383
B Communications Ltd.8,383378
Ultra Lithium Inc7,015378
Valero Energy Corporation5,547377
LPBP Inc20,316377
Guggenheim Strategic Opportunities Fund17,644374
Allstate Corporation (The)4,182371
BROADVIEW INSTITUTE INC1,608370
Monogram Residential Trust, Inc.37,671369
Delta Air Lines Inc. (New)6,807368
Wake Forest Bancshares, Inc.6,019368
Blackrock Health Sciences Trust9,950367
Jack Henry & Associates3,541365
Nuveen Massachusetts AMT-Free Municipal Income Fund16,950365
Ulta Salon1,287365
Freeport-McMoran Copper & Gold29,719363
CB Scientific Inc.2,463361
First Majestic Silver Corp.46,914360
Nuveen Municipal Value Fund26,508357
Sprott Resource Hldgs Inc.35,792357
Nuveen Arizona Dividend Advantage Municipal Fund25,126354
Danaher Corporation4,137349
Invesco Van Kampen Trust for Investment Grade Municipals28,000347
CVB Financial Corporation15,164346
Oclaro37,244346
Xenia Hotels & Resorts17,509345
Becton, Dickinson & Co.1,762343
Otter Tail Corporation8,613342
United Continental Holdings4,542341
Blackrock MuniHoldings Fund18,977335
Rite Aid Corporation123,725333
Illinois Tool Works Inc.2,302332
Biogen Idec Inc.1,219332
New York Community Bancorp8,256330
British American Tobacco Industries4,807327
Regency Affiliates, Inc.5,092325
Deutsche Euroshop AG5,150324
Senior Housing Properties Trust15,612323
First Trust Advantaged Short Duration High Yield Bond Fund5,399321
ONEOK6,179321
Rockwell Diamonds, Inc.1,965320
PennyMac Mortgage Investment Trust17,345318
FIDELITY D & D BANCORP INC9,446317
Mercury General Corporation5,779317
Accenture plc.2,554317
The Bank of Kentucky Financial Corp.6,087316
iShares MSCI All Country Asia ex Japan Index Fund4,000316
INTREXON CORP12,958316
Blackrock Enhanced Government Fund21,023316
Esperance Minerals NL5,208315
Union Equity, Inc.9,038315
EV Charging USA, Inc.21,596314
Iren SPA2,190314
Piedmont Office Realty Trust14,574312
AGIC Convertible & Income Fund44,414312
MB Financial Inc.6,952312
Exelixis12,500309
Cara Therapeutics18,600306
Phillips 663,648304
Church & Dwight Company5,799302
MetLife5,353301
J.M. Smucker Company (The)2,538300
DEMIRE DEUTSCHE MITTELSTAND REAL ESTATE AG7,281300
MUELLER WATER PRODUCTS25,212298
Calamos Convertible Opportunities and Income Fund26,256297
United States Cellular Corporation1,587296
Independent Bank Corporation4,317296
Huntington Bancshares Incorporated21,304293
Blackrock Corporate High Yield Fund12,607291
Dime Community Bancshares14,433290
Johnson Electric Holdings Ltd.6,636287
Allergan1,174286
Blackrock Global21,397285
Sempra Energy2,527284
Bank Of Montreal3,835283
Ross Stores4,851282
Stryker Corporation2,043282
Hancock Holding Company14,591280
IJJ Corp.1,976279
UA Multimedia, Inc.13,589279
Rightmove Plc31,990277
Digital Realty Trust2,429275
Vanguard Mortgage-Backed Securities ETF4,356273
CenturyLink11,331272
Aetna Inc.1,781271
American Tower Corporation (REIT)2,062271
Polaris Futures Fund L.P.2,895271
Ares Capital Corporation20,125268
PIMCO Income Strategy Fund II25,447268
Cognizant Technology Solutions Corporation4,000267
Salesforce.com Inc3,099267
Big 5 Sporting Goods Corporation20,025267
Time Warner Inc.2,621266
Global X Funds Global X NASDAQ 500 ETF14,266265
First Trust NASDAQ-100 Ex-Technology Sector Index Fund4,210260
Marsh & McLennan Companies3,315259
Alliance Capital Management Holding L.P.10,841258
Mdu Res Group Inc9,833258
Pacific Gas & Electric Co.3,910257
Cheniere Energy Partners LP Holdings, LLC7,974256
Rockwell Collins2,401254
Blackrock Core Bond Trust18,204253
Discover Financial Services4,023251
Eaton Vance Risk-Managed Diversified Equity Income Fund26,500249
Ferrum Americas Mining, Inc.8,390244
PIMCO New York Municipal Income Fund III23,646242
iShares S&P Global Timber &Forestry Index Fund3,914241
Texas Instruments Incorporated3,140240
Dover Corporation2,910239
eBay Inc.6,807236
Capstead Mortgage Corporation22,275234
Waste Connections3,596232
DTE Energy Company2,198232
Blackrock MuniYield New Jersey Quality Fund15,400232
Rio Tinto5,290231
NewMarket Corporation500229
Fastenal Company5,165228
Occidental Petroleum Corporation3,716228
Helmerich & Payne4,085228
Trinity Industries8,030228
Great Plains Energy Inc7,738226
American Airlines Group4,459225
GH Cap Inc.6,852223
Suburban Propane Partners8,884221
CatchMark Timber Trust, Inc.19,186221
Williams Companies7,124220
Nano-Textile Ltd5,800219
Oasis Petroleum Inc.25,750219
Columbia Seligman Premium Technology Growth Fund10,105218
Eaton Vance Enhance Equity Income Fund14,472217
Pacific Premier Bancorp Inc5,777217
Blackrock MuniYield California Fund14,369217
AO Mosenergo2,269216
Dreyfus Municipal Bond Infrastructure Fund, Inc.25,160215
VOYA INSURANCE & ANNUITY CO.40,040215
Regeneron Pharmaceuticals440215
V.F. Corporation3,696213
Ecolab Inc.1,595212
XBiotech Inc.2,710211
American Water Works2,698211
BioCryst Pharmaceuticals36,000210
Monotaro Co., Ltd.1,775210
Terra Nitrogen Company5,609209
T. Rowe Price Group2,778209
Universal Health Services1,712208
ZIOPHARM Oncology Inc33,755208
iShares II plc.5,725207
Yum! Brands2,813206
Hubbell1,807205
John Hancock Preferred Income Fund5,477205
Alliant Energy Corporation5,113204
Cognex Corporation2,405204
Gamestop Corporation9,430204
Sarepta Therapeutics5,823203
MICRO IMAGING TECHNOLOGY, INC.2,553202
Buckeye Technologies3,090202
Material Sciences Corporation3,703201
Pioneer Municipal High Income Trust15,600189
Evans Brewing Co Inc.16,369188
Antares Pharma58,233186
Nuveen California Investment Quality Municipal Fund11,800184
Enerplus Corporation21,715182
Voyager Therapeutics, Inc.16,674178
New York Community Bancorp Inc12,987174
MFS Municipal Income Trust24,039173
Hecla Mining Company35,334173
Marathon Oil Corporation14,007170
Invesco Van Kampen Senior Income Trust13,717165
Valley National Bancorp13,523164
LRAD Corporation96,795163
Massachusetts Health and Education Tax-Exempt Trust34,465163
Virtus Global Multi-Sector Income Fund12,757162
Celldex Therapeutics61,550158
Nuveen Core Equity Alpha Fund10,666158
Advanced Micro Devices12,890157
Energy Recovery18,743157
Blackrock MuniYield Fund10,281155
Retail Properties of America11,802149
Tahoe Resources17,405144
Gimv Nv Act.21,408143
Banco Santander19,590133
RadNet16,796132
THL Credit12,450125
New America High Income Fund12,643120
TRANSENTERIX INC.171,250118
Oxford Lane Capital Corp.11,100115
John Hancock Tax-Advantaged Global Shareholder Yield Fund10,800103
ExactTarget11,005101
Sprott Resource12,593100
Aberdeen Asia-Pacific Income Fund Inc19,63999
Western Asset High Yield Defined Opportunity Fund Inc.13,51598
Chesapeake Energy Corp.17,30689
Dreyfus High Yield Strategies Fund24,00085
Investors Real Estate Trust12,12882
Wells Fargo Advantage Global Dividend Opportunity Fund12,00074
TCW Strategic Income Fund12,34669
Trevena21,51249
Nymox Pharmaceutical Corporation11,00046
Agenus Inc.10,00040
Glu Mobile Inc.15,53939
Paramount Gold and Silver Corp.14,65022
Abraxas Petroleum Corporation13,00522
Athersys10,00016
Novavax12,33514
Golden Star Resources11,0007

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