National Planning Corp

Most recent update: March 31, 2018

CompanyShares/WarrantsValue ($000)
S&P Quality Rankings Glbl Equ Mngd Tr180,14145,257
iShares Trust iShares MSCI All Country Asia ex Japan Small Cap432,51034,658
Vanguard Scottsdale Funds Vanguard Russell 3000 ETF258,01833,419
PowerShares QQQ Trust174,04125,314
Vanguard Natural Resources, LLC226,25325,310
iTeknik Holding Corporation96,08024,301
iShares Trust iShares MSCI All Country Asia Information Techno345,84423,683
SPDR GOLD TRUST365,99422,619
Apple Inc.140,23821,526
Sport Chalet147,64021,174
Vanguard International Equity Index Funds Vanguard Global ex-U377,70820,619
Chevron Corporation160,22118,826
Diamondhead Casino Corp.83,80518,757
Therapix Biosciences Ltd420,94018,273
vTv Therapeutics Inc.179,63017,931
Parcelpal Technology Inc377,86115,496
PowerShares Global Coal Portfolio334,80014,685
Imperial Petroleum, Inc.79,27214,182
Procter & Gamble Company (The)150,81313,721
Innocap, Inc.63,86112,923
Standard Parking Corporation39,45612,876
iShares Trust iShares MSCI Emerging Markets Latin America Inde287,11612,866
Edge Resources Inc.253,96912,785
Berkshire Hathaway Inc.65,72012,048
First Trust High Income Long Short Fund348,52511,566
Vanguard Mortgage-Backed Securities ETF114,25011,200
FS Bancorp1,175,2039,930
Core Resource Management, Inc.130,0069,649
High Country Bancorp, Inc.117,8009,550
Vanguard Short-Term Corporate Bond ETF118,2629,440
Ibiden Co. Ltd.98,6379,237
Ishares Income Trust Sector Index Fd184,3908,537
U.S. Helicopter Corp.101,8368,135
Vanguard Energy Corporation174,3607,873
Exxon Mobil Corporation91,7427,521
Nuveen Build America Bond Opportunity Fund321,6746,906
AT&T Inc.173,5936,758
Johnson & Johnson51,5966,683
Etfs Commodity Securities Ltd.45,2266,391
Alphabet Holding Company, Inc.6,1925,990
Vanguard Scottsdale Funds Vanguard Russell 1000 ETF68,7785,956
Boeing Company (The)22,8625,812
Microsoft Corporation73,4495,471
Indo Tambangraya Megah PT48,8585,354
Vanguard Intermediate-Term Corporate Bond ETF63,0975,342
VGTel, Inc.56,0215,310
Seattle Genetics94,4305,138
Italian Food & Beverage Corp28,7555,120
Financial Institutions196,4175,079
VANJIA CORP34,1684,898
Altria Group76,4904,851
iShares MSCI Emerging Markets Materials Sector Index Fund52,4054,651
3M Company21,6084,535
Verizon Communications Inc.91,3774,522
Healthcare Trust of America146,8284,375
Vanguard Health Systems28,4444,331
McDonald's Corporation26,4324,141
AbbVie Inc45,8414,073
Oppenheimer Holdings Inc.96,4903,974
Vanguard Energy Corporation24,9503,792
Walt Disney Company (The)38,2563,771
Chimera Investment Corporation197,3203,733
Lockheed Martin Corporation11,8853,688
Illini Corp.30,3783,683
Intercept Pharmaceuticals63,1003,662
Vanguard Natural Resources, LLC69,3883,657
Vanguard Scottsdale Funds Vanguard Russell 1000 Value ETF69,1093,648
General Electric Co151,4313,631
Noble Group Ltd.60,0473,570
Starbucks Corporation66,3083,561
MegaFon PJSC33,7723,537
iShares II plc.26,4503,516
iShares II plc.90,7743,494
J P Morgan Chase & Co38,2743,481
Vanguard Scottsdale Funds Vanguard Russell 2000 Growth ETF56,6643,441
Intel Corporation89,7763,419
Sector 5, Inc.57,1703,379
International Business Machines Corporation22,9763,305
Interups Inc.29,7213,207
Kimberly-Clark Corporation26,7933,153
SMG Indium Resources Ltd.24,4173,120
Mallinckrodt Plc83,2453,111
Security Devices International Inc.31,7923,037
Bowl America, Inc.77,2832,970
World Gaming plc23,9812,916
European Real Estate Investment Trust Ltd.48,7312,842
Coca-Cola Company (The)63,4312,829
Home Depot17,2332,819
iShares Trust iShares Barclays GNMA Bond Fund24,3082,761
iShares S&P Emerging Markets Infrastructure Index Fund69,8032,709
Select Asset Inc.32,7652,678
Vanguard Scottsdale Funds Vanguard Russell 2000 ETF30,0432,644
iShares S&P Global Clean Energy Index Fund17,9502,556
iShares MSCI Far East Financials Sector Index Fund26,4392,530
Consolidated Graphics30,8362,488
Selective Insurance Group44,8682,416
Intertainment Media, Inc.27,9212,400
Vanguard Scottsdale Funds Vanguard Russell 2000 Value ETF36,5672,364
Amex Exploration Inc.102,7692,360
Nuveen Arizona Premium Income Municipal Fund163,6162,322
Stark Naked Bobbers18,5802,276
iShares FTSE EPRA/NAREIT Global Real Estate ex-U.S. Index Fund20,1262,231
Costco Wholesale Corporation13,5102,220
FVI Fondo Valores Inmobiliarios84,4912,211
PIMCO Income Strategy Fund181,8562,204
Inca One Gold Corporation17,5202,186
Merck & Company33,8862,170
Selective Insurance Group40,7392,161
Taiwan Semiconductor Manufacturing Company Limited57,5242,160
Philip Morris International Inc19,3272,145
British American Tobacco Industries34,1552,133
PS Business Parks15,9712,132
USG People NV40,6052,104
Russell Exchange Traded Funds Trust Russell Small Cap Consiste17,5532,080
Schweitzer-Mauduit International30,6752,027
VOIP, Inc.13,7552,022
Lamar Advertising Company29,3242,010
Worldpay Group PLC27,7711,964
Russell Exchange Traded Funds Trust Russell Small Cap Aggressi15,6301,955
Southern Company (The)39,6111,946
Exchange Income Corporation50,1771,941
Vanguard Energy Corporation12,5561,916
PIMCO Dynamic Income Fund82,9711,913
Visa Inc.18,0221,897
Anglo Am Plc Adr61,3241,859
General Mills35,5321,839
Duke Energy Corporation21,8681,835
Waste Management23,1961,800
Wal-Mart Stores23,0151,798
Bank of America Corporation69,5631,763
WisdomTree Trust WisdomTree Emerging Markets Corporate Bond Fu53,3821,759
Axis Energy Corporation30,6761,758
LyondellBasell Industries NV17,6131,745
Celgene Corporation11,6351,697
First Trust Exchange-Traded Fund II First Trust BICK Index Fun83,4831,676
Bristol-Myers Squibb Company27,3211,672
Consumer Portfolio Services30,6791,656
Nuveen AMT-Free Municipal Income Fund117,6101,629
Siliconware Precision Industries Company200,0231,578
Inmarsat Plc.9,1411,571
Aflac Incorporated19,2441,566
Inchcape PLC30,7771,554
Schindler Holding AG32,3081,512
Everest Re Group6,6031,508
Cisco Systems44,4411,495
Walgreens Boots Alliance19,2471,486
United Technologies Corporation12,8031,486
General Electric Capital Corporation121,2741,452
Amgen Inc.7,6551,427
Select Asset Inc.15,8051,424
First Trust Exchange-Traded Fund II First Trust ISE Global Pla47,6971,409
Annaly Capital Management Inc115,1671,404
IL2M International Corp.9,3561,397
PPlus Trust36,7931,396
Omega Healthcare Investors43,6341,392
Sysco Corporation25,7771,391
PIMCO California Municipal Income Fund13,6591,390
Intertainment Media, Inc.88,1031,387
United States Oil Fund, LP129,7301,353
Nuveen Quality Preferred Income Fund 2129,8801,352
Wells Fargo & Company24,2961,340
International Consolidated Airlines Group SA6,6931,319
DowDuPont Inc.18,5561,285
Oracle Corporation26,5401,283
iSoftStone Holdings Limited37,9501,281
Tesla Exploratin Services Inc.3,7491,279
Janus Capital Group36,7971,274
ACADIA Pharmaceuticals Inc.33,5801,265
Abbott Laboratories23,6851,264
IBO (Listing Market - NYSE Amex Network B F)14,9471,262
CVS Corporation15,6061,261
MSCI Inc20,2141,253
IHI Corp7,3851,234
Voestalpine AG11,5111,216
Diamond Bancshares, Inc.13,0391,206
DoubleLine Income Solutions Fund56,0961,192
Industrial Services of America16,6941,185
Imerjn Inc.21,9161,147
Gilead Sciences14,8381,139
Delaware Investments Minnesota Municipal Income Fund II79,7441,136
First Trust NASDAQ-100-Technology Sector Index Fund40,7071,134
India Cement Ltd.7,2401,106
Mastercard Incorporated7,6021,073
Hydrocarb Energy Corporation34,1181,068
Russell Breweries Inc7,6241,066
Royal Dutch Shell PLC17,5521,063
The Blackstone Group L.P.31,5431,053
First Trust Senior Floating Rate Income Fund II21,7871,050
Lowe's Companies12,9511,035
Nuveen Dividend Advantage Municipal Fund 367,1121,033
General Motors Company25,4901,029
NVIDIA Corporation5,7221,023
Vector Group Ltd.49,8051,020
Vanguard STAR Funds Vanguard Total International Stock ETF18,5361,014
Pimco Corporate & Income Opportunity Fund57,072958
Software AG6,504951
Central Fund of Canada Limited74,736946
Intellisense Solutions Inc.6,450944
Campbell Soup Company20,144943
John Hancock Preferred Income Fund III55,910943
Halliburton Company20,404939
Honeywell International Inc.6,559930
Alibaba Group Holding Limited5,358925
Micron Technology23,040906
LTC Properties19,227903
Incyte Corporation7,712900
Eaton Vance Municipal Income Trust43,500890
Colgate-Palmolive Company12,187888
Pimco California Municipal Income Fund II8,270883
iShares Gold Trust71,577881
Nuvo Research Inc57,403873
Invesco Van Kampen California Value Municipal Income Trust63,500851
American Express Company9,571822
Eli Lilly and Company9,586820
Enterprise Products Partners L.P.31,307816
VGambling Inc.6,059813
iShares FTSE EPRA/NAREIT Europe Index Fund7,301804
Eaton Corporation10,453803
Calavo Growers10,940801
American Electric Power Company11,389800
Calamos Convertible Opportunities and Income Fund69,132797
Raytheon Company4,432791
Xcel Energy Inc.16,303771
Deutsche Bank AG (London Branch)60,236766
PowerShares Global Steel Portfolio50,792763
Hydrodynex, Inc.14,913760
Schlumberger N.V.10,893760
IShares Plc.13,063759
Realty Income Corporation13,029745
iShares NASDAQ Biotechnology Index Fund2,223742
Invesco Van Kampen Pennsylvania Value Municipal Income Trust55,450728
Endeavour Silver Corporation305,331727
United Parcel Service5,984719
Pimco High Income Fund86,183717
Nuveen Global Government Enhanced Income Fund54,000713
iShares S&P GSCI Commodity-Indexed Trust47,773712
bluebird bio, Inc.5,160709
W.P. Carey Inc.10,429703
NoCopi Technologies, Inc.2,435701
IEG Holdings Corp8,157693
ProShares Trust ProShares UltraShort Nasdaq Biotechnology14,202691
Sprott Resource Lending Corp.107,602676
Corning Incorporated22,501673
First Trust27,201672
BlackRock Municipal Target Term Trust Inc. (The)29,000657
Federal Express Corporation2,905655
Guggenheim Strategic Opportunities Fund30,734655
Deoleo SA4,929651
Comcast Corporation16,883650
Vertex Pharmaceuticals Incorporated4,270649
CoreStream Energy, Inc.11,223647
Medical Properties Trust49,048644
Union Pacific Corporation5,547643
Sonoco Products Company12,690640
USD Partners LP5,433632
Eaton Vance Limited Duration Income Fund44,922630
Automatic Data Processing5,610613
Universal Health Realty Income Trust8,092611
PayPal Holdings, Inc.9,458606
General Dynamics Corporation2,944605
The Kraft Heinz Company7,708598
U.S. Stem Cell, Inc.9,703591
Dominion Resources7,640588
First Trust14,492585
BlackRock Investment Quality Municipal Trust Inc. (The)39,000583
Target Corporation9,840581
Novagold Resources Inc.141,124581
Cohen & Steers Dividend Majors Fund5,773581
Pacific Sunwear of California, Inc.33,145578
Colony NorthStar, Inc.45,733574
Pembina Pipeline Corp.16,314573
Kinder Morgan29,811572
Ekso Bionics Holdings, Inc.470,220569
Neenah Paper3,861566
La Jolla Pharmaceutical16,150562
Nuveen Minnesota Municipal Income Fund36,447556
iShares Trust3,078551
Donaldson Company11,925548
iShares Commodity Optimized Trust15,451538
Accenture plc.3,981538
Biogen Idec Inc.1,704534
Norfolk Souther Corporation4,006530
Magellan Minerals Ltd.7,244515
Cincinnati Financial Corporation6,683512
Flaherty & Crumrine Preferred Income Opportunity Fund Inc23,887511
Emerson Electric Company8,135511
Cummins Inc.3,009506
T. Rowe Price Group6,075505
Islet Holdings, Inc.4,418495
Russell Exchange Traded Funds Trust Russell Small Cap Low P/E 4,377495
PNC Financial Services Group3,642491
Goldman Sachs Group2,065490
Enbridge Inc11,582485
Adobe Systems Incorporated3,252485
McKesson Corporation3,120479
Chemical Financial Corporation9,119477
QUALCOMM Incorporated10,034477
Adriana Resources, Inc.1,896470
GSM Fund Group Inc9,395469
Mondelez International11,535469
Wheaton Precious Metals24,338463
U.S. Bancorp8,617462
Psychemedics Corporation25,065462
Evolva Holding AG20,700458
Vanguard Natural Resources, LLC1,983458
GlaxoSmithKline PLC11,169453
Progressive Corporation (The)9,199445
Prudential Financial4,173444
Deere & Company3,697441
Hospitality Properites Trust15,443440
Putnam Managed Municipal Income Trust57,592435
BC Moly Ltd.3,789434
FTE Networks, Inc.7,895433
Whiting Petroleum Corporation79,125432
Clorox Company (The)3,263430
Investec Ltd.5,535430
Principal Real Estate Income Fund6,657428
Novartis AG4,886419
ISC8 Inc.3,677414
Lic Housing Finance Ltd.1,910409
Entertainment Arts Research, Inc.5,847408
Southwest Airlines Company7,280408
Valero Energy Corporation5,289407
Edison International5,242405
AmeriGas Partners8,930401
Crimson Wine Group Ltd.7,372400
Continental Resources10,360400
Vodafone Group Plc14,055400
AGNC Investment Corp.18,462400
First Trust NASDAQ-100 Ex-Technology Sector Index Fund5,846398
First Trust Advantaged Short Duration High Yield Bond Fund6,197396
iShares FTSE EPRA/NAREIT Asia Index Fund3,751395
Calamos Convertible and High Income Fund33,206395
Comerica Incorporated5,179395
TJX Companies5,329393
LPBP Inc19,255391
Sirius XM Radio Inc.70,787391
Tanke, Inc.17,919388
B Communications Ltd.8,293388
Nuveen California Dividend Advantage Municipal Fund 225,795385
Nuveen Massachusetts AMT-Free Municipal Income Fund17,400385
Select Income REIT16,423385
iShares MSCI All Country Asia ex Japan Index Fund4,709383
Peoples Financial Corporation21,113383
Russell Exchange Traded Funds Trust Russell Small Cap Contrari3,013374
Rockwell Diamonds, Inc.2,083371
Sprott Resource Hldgs Inc.35,140367
Eaton Vance Tax-Managed Global Diversified Equity Income Fund23,970367
CVB Financial Corporation15,164367
Jack Henry & Associates3,552365 Inc3,896364
Blackrock MuniHoldings Fund20,962363
Freeport-McMoran Copper & Gold25,795362
Wake Forest Bancshares, Inc.5,714359
The Hanover Insurance Group3,688357
JPMorgan Chase Bank NA6,162357
Astrazeneca PLC10,527357
Becton, Dickinson & Co.1,817356
Phillips 663,870355
Liberty All-Star Equity Fund58,528353
Barclays PLC65,360352
Nuveen Arizona Dividend Advantage Municipal Fund25,126351
Exelon Corporation9,221347
Xenia Hotels & Resorts16,490347
Invesco Van Kampen Trust for Investment Grade Municipals28,000345
Danaher Corporation4,023345
Rightmove Plc31,990344
New York Community Bancorp8,138343
Illinois Tool Works Inc.2,313342
Iren SPA2,190340
Old Republic International Corporation17,253340
Sempra Energy2,965338
Ultra Lithium Inc5,793336
Blackrock Enhanced Government Fund21,555336
MB Financial Inc.7,397333
Otter Tail Corporation7,613330
Indofood Agri Resources Ltd.3,435329
Broadwind Energy101,600329
Air Products and Chemicals2,172328
Delta Air Lines Inc. (New)6,784327
AGIC Convertible & Income Fund45,899326
Independent Bank Corporation4,364326
Mercury General Corporation5,726325
Nucor Corporation5,792325
Digital Realty Trust2,741324
Nuveen Dividend Advantage Municipal Fund30,681324
Citigroup Inc.4,436323
Huntington Bancshares Incorporated23,169323
EV Charging USA, Inc.21,590323
Victory Square Technologies Inc7,054322
First Majestic Silver Corp.46,523318
Cognex Corporation2,876317
DTE Energy Company2,940316
Regency Affiliates, Inc.5,052313
Ross Stores4,821311 Incorporated167306
GH Cap Inc.8,802303
United Continental Holdings4,983303
Cognizant Technology Solutions Corporation4,666303
Marsh & McLennan Companies3,604302
The Bank of Kentucky Financial Corp.5,702302
Sherwin-Williams Company (The)840301
Blackrock Corporate High Yield Fund12,607295
Aetna Inc.1,856295
American Tower Corporation (REIT)2,154294
Church & Dwight Company6,063294
United States Cellular Corporation1,502294
Senior Housing Properties Trust14,912292
Texas Instruments Incorporated3,253292
National Retail Properties7,010292
XBiotech Inc.3,342289
Rockwell Collins2,201288
First Trust Exchange-Traded Fund II First Trust ISE Global Cop12,608282
Nuveen Municipal Value Fund20,708282
Victory Resources Corp.6,221276
Stryker Corporation1,946276
Berkshire Hathaway Inc.1275
Microchip Technology Incorporated3,049274
PIMCO Income Strategy Fund II25,471273
Ares Capital Corporation20,425272
Ulta Salon1,192269
Dover Corporation2,931268
Alexion Pharmaceuticals1,853260
Dreyfus Municipal Bond Infrastructure Fund, Inc.30,749260
Piedmont Office Realty Trust12,811258
eBay Inc.6,631255
Material Sciences Corporation4,483255
Express Scripts Holding Company3,992253
Lincoln National Corporation3,435252
Eaton Vance Risk-Managed Diversified Equity Income Fund26,500250
Alliance Capital Management Holding L.P.10,207248
Waste Connections3,551248
Infineon Technologies AGĀ 1,382247
Power Efficiency Corp.8,268246
J.M. Smucker Company (The)2,344246
Eaton Vance Enhance Equity Income Fund16,234243
Regeneron Pharmaceuticals542242
V.F. Corporation3,795241
Occidental Petroleum Corporation3,705238
First Tractor Co. Ltd.5,648237
AO Mosenergo2,604237
Rite Aid Corporation120,225236
Ferrum Americas Mining, Inc.7,662236
Fastenal Company5,165235
Rio Tinto4,890231
Allstate Corporation (The)2,476228
Sarepta Therapeutics5,023228
Columbia Seligman Premium Technology Growth Fund10,148227
American Housing Income Trust, Inc.3,410225
Pacific Gas & Electric Co.3,311225
Suburban Propane Partners8,538223
Blackrock MuniYield California Fund14,369222
Alliant Energy Corporation5,305221
Williams Companies7,340220
New York Community Bancorp Inc16,753216
Esperance Minerals NL3,557215
American Airlines Group4,478213
UA Multimedia, Inc.14,182213
American Water Works2,602211
Monotaro Co., Ltd.1,756210
Discover Financial Services3,245209
Home Retail Group plc5,706208
CB Scientific Inc.1,449207
ZIOPHARM Oncology Inc33,755207
Applied Materials3,952206
Ecolab Inc.1,595205
1st Colonial Bancorp, Inc.4,257204
LRAD Corporation95,795204
CatchMark Timber Trust, Inc.16,043202
Mdu Res Group Inc7,733201
PacWest Bancorp3,970201
Hecla Mining Company39,334197
Evans Brewing Co Inc.16,466195
Prospect Capital Corporation50,275195
Voyager Therapeutics, Inc.16,855194
Marathon Oil Corporation13,952189
Nuveen California Investment Quality Municipal Fund11,800186
PIMCO New York Municipal Income Fund III18,976185
Virtus Global Multi-Sector Income Fund13,203174
BioCryst Pharmaceuticals32,000168
Celldex Therapeutics58,500167
Advanced Micro Devices12,890164
Nuveen Core Equity Alpha Fund10,585164
Invesco Van Kampen Senior Income Trust13,639163
Valley National Bancorp13,508163
Massachusetts Health and Education Tax-Exempt Trust34,065162
Energy Recovery18,743148
Valeant Pharmaceuticals International10,223146
John Hancock Tax-Advantaged Global Shareholder Yield Fund15,095139
Retail Properties of America10,410137
Gimv Nv Act.20,108136
PIMCO California Municipal Income Fund III12,100122
New America High Income Fund12,185121
Oxford Lane Capital Corp.11,100113
Aberdeen Asia-Pacific Income Fund Inc21,565111
Sprott Resource12,593107
Putnam High Income Bond Fund11,760105
Western Asset High Yield Defined Opportunity Fund Inc.13,51597
BlackRock Resources10,55194
Tahoe Resources17,19291
Dreyfus High Yield Strategies Fund24,00085
Chesapeake Energy Corp.18,29679
TCW Strategic Income Fund12,34672
Investors Real Estate Trust11,44070
Glu Mobile Inc.15,53958
Agenus Inc.10,00044
Antares Pharma12,90042
Nymox Pharmaceutical Corporation11,00042
Synergy Pharmaceuticals10,00029
Golden Star Resources11,0008
Actelion Ltd0N/A