iShares Commodity Optimized Trust (CMDT)

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Recent filings

Securities registration termination [Section 12(b)] - Nov. 2, 2018

iShares Commodity Optimized Trust Just Received a Notice of Effectiveness - Nov. 1, 2018

Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities - Oct. 15, 2018

iShares Commodity Optimized Trust just filed a prospectus, suggesting it plans to soon issue some securities - Aug. 10, 2018

iShares Commodity Optimized Trust Just Filed Its Quarterly Report: G. Calculation of ... - Aug. 6, 2018

iShares Commodity Optimized Trust Just Filed Its Quarterly Report: G. Calculation of... - May 7, 2018

iShares Commodity Optimized Trust Just Received a Notice of Effectiveness - April 27, 2018

iShares Commodity Optimized Trust just filed a prospectus, suggesting it plans to soon issue some securities - April 27, 2018

General form for registration of securities under the Securities Act of 1933 - April 13, 2018

iShares Commodity Optimized Trust Just Filed Its Annual Report: G. Calculation of... - Feb. 28, 2018

iShares Commodity Optimized Trust Just Filed Its Quarterly Report: G. Calculation of ... - Nov. 7, 2017

iShares Commodity Optimized Trust Just Received a Notice of Effectiveness - Aug. 15, 2017

iShares Commodity Optimized Trust just filed a prospectus, suggesting it plans to soon issue some securities - Aug. 15, 2017

iShares Commodity Optimized Trust Just Filed Its Quarterly Report: G. Calculation of N... - Aug. 8, 2017

General form for registration of securities under the Securities Act of 1933 - July 25, 2017

iShares Commodity Optimized Trust Just Filed Its Quarterly Report: G. Calculation of N... - May 5, 2017

Prospectus [Rule 424(b)(3)] - April 24, 2017

iShares Commodity Optimized Trust Just Received a Notice of Effectiveness - April 21, 2017

General form for registration of securities under the Securities Act of 1933 - April 7, 2017

iShares Commodity Optimized Trust Just Filed Its Annual Report: G. Calculation of N... - Feb. 24, 2017

iShares Commodity Optimized Trust Just Filed Its Quarterly Report: G. Calculation o... - Aug. 8, 2016

Quarterly report [Sections 13 or 15(d)] - May 6, 2016

iShares Commodity Optimized Trust just filed a prospectus, suggesting it plans to soon issue some securities - April 29, 2016

iShares Commodity Optimized Trust just filed a prospectus, suggesting it plans to soon issue some securities - April 29, 2016

iShares Commodity Optimized Trust Just Received a Notice of Effectiveness - April 28, 2016

General form for registration of securities under the Securities Act of 1933 - March 23, 2016

iShares Commodity Optimized Trust just filed a prospectus, suggesting it plans to soon issue some securities - Nov. 27, 2015

iShares Commodity Optimized Trust Just Filed Its Quarterly Report: Schedules of Investm... - Nov. 6, 2015

iShares Commodity Optimized Trust just filed a prospectus, suggesting it plans to soon issue some securities - Sept. 1, 2015

iShares Commodity Optimized Trust Just Filed Its Quarterly Report: Schedules of Investm... - Aug. 7, 2015

iShares Commodity Optimized Trust just filed a prospectus, suggesting it plans to soon issue some securities - July 7, 2015

iShares Commodity Optimized Trust just filed a prospectus, suggesting it plans to soon issue some securities - May 26, 2015

iShares Commodity Optimized Trust Just Filed Its Quarterly Report: Schedule of Investm... - May 8, 2015

iShares Commodity Optimized Trust Just Received a Notice of Effectiveness - April 6, 2015

Post-Effective amendments for registration statement - March 24, 2015

iShares Commodity Optimized Trust Just Filed Its Annual Report: iShares® Commodity ... - Feb. 27, 2015

Sorry, no schedule available for this company

Owner Shares% of PortfolioAs Of
1. Charles Schwab Investment Advisory, Inc. 11,047,822 0.6 June 30, 2018
2. Windhaven Investment Management, Inc. 4,100,112 1.5 Dec. 31, 2017
3. ROYAL BANK OF CANADA 966,545 N/A March 31, 2017
4. Commonwealth Equity Services, Inc 822,297 0.1 Sept. 30, 2017
5. TRUE Private Wealth Advisors 533,722 2.6 Dec. 31, 2018
6. Stadion Money Management, LLC 455,290 0.2 June 30, 2018
7. Ameriprise Financial Inc 421,402 N/A Dec. 31, 2017
8. ROYAL BANK OF CANADA 402,543 N/A June 30, 2017
9. LADENBURG THALMANN FINANCIAL SERVICES INC 376,258 N/A Sept. 30, 2017
10. M&T BANK CORP 331,100 N/A June 30, 2018
11. Squarepoint Ops LLC 225,737 0.2 June 30, 2017
12. Peak Financial Management, Inc. 176,716 3.2 Sept. 30, 2018
13. Parasol Investment Management, LLC 174,240 7.6 March 31, 2017
14. HANCOCK HOLDING CO 167,893 0.3 June 30, 2018
15. KCG Holdings, Inc. 159,066 0.1 June 30, 2017
16. HUNTINGTON NATIONAL BANK 151,777 0.1 June 30, 2018
17. CITIGROUP INC 137,794 N/A Sept. 30, 2017
18. JPMORGAN CHASE & CO 131,952 N/A Sept. 30, 2017
19. Mosaic Financial Partners, Inc. 93,326 1.5 June 30, 2018
20. B & T Capital Management DBA Alpha Capital Management 89,921 1.4 Sept. 30, 2018
21. Virginia Retirement System 76,900 N/A March 31, 2016
22. BESSEMER GROUP INC 65,464 N/A June 30, 2018
23. BESSEMER GROUP INC 65,000 N/A Sept. 30, 2018
24. NUMERIC INVESTORS LLC 62,600 N/A June 30, 2017
25. CLS Investments, LLC 58,859 N/A Sept. 30, 2018
26. Empirical Financial Services, LLC 52,277 0.2 June 30, 2018
27. Cornerstone Wealth Management, LLC 44,479 N/A Sept. 30, 2018
28. 1st Global Advisors, Inc. 43,963 0.1 June 30, 2017
29. ROYAL BANK OF CANADA 43,941 N/A Sept. 30, 2016
30. US BANCORP \DE\ 42,116 N/A March 31, 2018

iShares Commodity Optimized Trust (CMDT)

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cctranscripts

Nov. 2, 2018

Securities registration termination [Section 12(b)] http://www.conferencecalltranscripts.org/pink/summary?id=5448750

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Nov. 1, 2018

iShares Commodity Optimized Trust Just Received a Notice of Effectiveness http://www.conferencecalltranscripts.org/pink/summary?id=5446827

cctranscripts

Oct. 15, 2018

Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities http://www.conferencecalltranscripts.org/pink/summary?id=5387692

cctranscripts

Aug. 10, 2018

iShares Commodity Optimized Trust just filed a prospectus, suggesting it plans to soon issue some securities http://www.conferencecalltranscripts.org/pink/summary?id=5189659

cctranscripts

Aug. 6, 2018

iShares Commodity Optimized Trust Just Filed Its Quarterly Report: G. Calculation of ... http://www.conferencecalltranscripts.org/pink/summary?id=5167976

cctranscripts

May 7, 2018

iShares Commodity Optimized Trust Just Filed Its Quarterly Report: G. Calculation of... http://www.conferencecalltranscripts.org/pink/summary?id=4890927

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April 27, 2018

iShares Commodity Optimized Trust Just Received a Notice of Effectiveness http://www.conferencecalltranscripts.org/pink/summary?id=4861330

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April 27, 2018

iShares Commodity Optimized Trust just filed a prospectus, suggesting it plans to soon issue some securities http://www.conferencecalltranscripts.org/pink/summary?id=4856748

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April 13, 2018

General form for registration of securities under the Securities Act of 1933 http://www.conferencecalltranscripts.org/pink/summary?id=4809309

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Feb. 28, 2018

iShares Commodity Optimized Trust Just Filed Its Annual Report: G. Calculation of... http://www.conferencecalltranscripts.org/pink/summary?id=4652785

cctranscripts

Nov. 7, 2017

iShares Commodity Optimized Trust Just Filed Its Quarterly Report: G. Calculation of ... http://www.conferencecalltranscripts.org/pink/summary?id=4295798

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Aug. 15, 2017

iShares Commodity Optimized Trust Just Received a Notice of Effectiveness http://www.conferencecalltranscripts.org/pink/summary?id=4060382

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Aug. 15, 2017

iShares Commodity Optimized Trust just filed a prospectus, suggesting it plans to soon issue some securities http://www.conferencecalltranscripts.org/pink/summary?id=4057795

cctranscripts

Aug. 8, 2017

iShares Commodity Optimized Trust Just Filed Its Quarterly Report: G. Calculation of N... http://www.conferencecalltranscripts.org/pink/summary?id=4031591

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July 25, 2017

General form for registration of securities under the Securities Act of 1933 http://www.conferencecalltranscripts.org/pink/summary?id=3985137

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May 5, 2017

iShares Commodity Optimized Trust Just Filed Its Quarterly Report: G. Calculation of N... http://www.conferencecalltranscripts.org/pink/summary?id=3761874

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April 24, 2017

Prospectus [Rule 424(b)(3)] http://www.conferencecalltranscripts.org/pink/summary?id=3714183

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April 21, 2017

iShares Commodity Optimized Trust Just Received a Notice of Effectiveness http://www.conferencecalltranscripts.org/pink/summary?id=3712537

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April 7, 2017

General form for registration of securities under the Securities Act of 1933 http://www.conferencecalltranscripts.org/pink/summary?id=3675723

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Feb. 24, 2017

iShares Commodity Optimized Trust Just Filed Its Annual Report: G. Calculation of N... http://www.conferencecalltranscripts.org/pink/summary?id=3528708
 


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