Cel-Sci Corporation (CVM)

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Owner Shares% of PortfolioAs Of
1. KCG Holdings, Inc. 2,120,027 N/A June 30, 2017
2. FIRST MANHATTAN CO 2 N/A Sept. 30, 2018
3. MILLENNIUM MANAGEMENT LLC 500,000 N/A Sept. 30, 2017
4. Ameriprise Financial Inc 60,000 N/A Dec. 31, 2017
5. TENOR CAPITAL MANAGEMENT Co., L.P. 628,350 N/A Dec. 31, 2017
6. Geduld E E 100,000 N/A Dec. 31, 2016
7. GEODE CAPITAL MANAGEMENT, LLC 114,469 N/A Sept. 30, 2018
8. SUSQUEHANNA INTERNATIONAL GROUP, LLP 750,000 N/A Dec. 31, 2017
9. UBS Group AG 31,494 N/A Sept. 30, 2018
10. UBS Group AG 31,494 N/A Sept. 30, 2018
11. BANK OF AMERICA CORP /DE/ 43,281 N/A June 30, 2018
12. UBS Group AG 31,494 N/A Sept. 30, 2018
13. UBS Group AG 31,494 N/A Sept. 30, 2018

Cel-Sci Corporation (CVM)

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