KBL MERGER CORP. IV (KBLMU)

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Recent filings

Current report, items 5.03, 5.07, and 9.01 - Dec. 6, 2019

Other definitive proxy statements - Nov. 19, 2019

KBL MERGER CORP. IV Just Filed Its Quarterly Report: 9. SUBSEQUENT EVENTS... - Nov. 12, 2019

Registration of securities, business combinations - Nov. 12, 2019

Other preliminary proxy statements - Oct. 31, 2019

OxFORD ASSET MANAGEMENT LLP just provided an update on share ownership of KBL MERGER CORP. IV - Oct. 10, 2019

Major owner of KBL MERGER CORP. IV just disposed of 699,900 shares - Oct. 10, 2019

Major owner of KBL MERGER CORP. IV just disposed of 100 shares - Oct. 7, 2019

Major owner of KBL MERGER CORP. IV just disposed of 113,937 shares - Sept. 26, 2019

Major owner of KBL MERGER CORP. IV just disposed of 25,260 shares - Sept. 13, 2019

Major owner of KBL MERGER CORP. IV just disposed of 3,999 shares - Sept. 11, 2019

Major owner of KBL MERGER CORP. IV just disposed of 5,900 shares - Sept. 3, 2019

Major owner of KBL MERGER CORP. IV just disposed of 200,000 shares - Aug. 20, 2019

Major owner of KBL MERGER CORP. IV just declared owning 964,000 shares of KBL MERGER CORP. IV - Aug. 20, 2019

HOWARD I. FISCHER just provided an update on share ownership of KBL MERGER CORP. IV - Aug. 19, 2019

Major owner of KBL MERGER CORP. IV just disposed of 150,004 shares - Aug. 15, 2019

KBL MERGER CORP. IV Just Filed Its Quarterly Report: Net loss per common ... - Aug. 9, 2019

Major owner of KBL MERGER CORP. IV just disposed of 6,800 shares - Aug. 8, 2019

Major owner of KBL MERGER CORP. IV just disposed of 200 shares - Aug. 7, 2019

KBL MERGER CORP.: Joint Press Release Dated July 26, 2019, Issued By Kbl And The Company - July 26, 2019

Prospectuses and communications, business combinations - July 26, 2019

Major owner of KBL MERGER CORP. IV just disposed of 100 shares - July 25, 2019

Major owner of KBL MERGER CORP. IV just disposed of 600 shares - June 24, 2019

Major owner of KBL MERGER CORP. IV just disposed of 300 shares - June 18, 2019

Major owner of KBL MERGER CORP. IV just disposed of 435 shares - June 12, 2019

Major owner of KBL MERGER CORP. IV just disposed of 310,000 shares - June 7, 2019

Amendments to Articles of Incorporation or - June 6, 2019

Major owner of KBL MERGER CORP. IV just disposed of 500 shares - May 31, 2019

Other definitive proxy statements - May 20, 2019

KBL MERGER CORP.: Investor Presentation Dated May 16, 2019 - May 16, 2019

KBL MERGER CORP.: Investor Presentation Dated May 16, 2019 - May 16, 2019

KBL MERGER CORP. IV Just Filed Its Quarterly Report: 9. SUBSEQUENT EVENTS... - May 13, 2019

Notification of inability to timely file Form 10-Q or 10-QSB - May 13, 2019

Other preliminary proxy statements - May 8, 2019

On April - April 16, 2019

Polar Asset just issued a filing suggesting it has sold all of its KBL MERGER CORP. IV - April 10, 2019

OxFORD ASSET MANAGEMENT LLP just provided an update on share ownership of KBL MERGER CORP. IV - April 8, 2019

Major owner of KBL MERGER CORP. IV just declared owning 1,140,320 shares of KBL MERGER CORP. IV - April 8, 2019

KBL MERGER CORP. IV Just Filed Its Annual Report: Net income per commo... - April 1, 2019

Notification of inability to timely file Form 10-K 405, 10-K, 10-KSB 405, 10-KSB, 10-KT, or 10-KT405 - March 18, 2019

Major owner of KBL MERGER CORP. IV just declared owning 1,067,860 shares of KBL MERGER CORP. IV - March 12, 2019

Major owner of KBL MERGER CORP. IV just disposed of 1,743,550 shares - March 8, 2019

Amendments to Articles of Incorporation or - March 8, 2019

Other definitive proxy statements - Feb. 20, 2019

CNH Partners, LLC just issued a filing suggesting it has sold all of its KBL MERGER CORP. IV - Feb. 15, 2019

IA just provided an update on share ownership of KBL MERGER CORP. IV - Feb. 14, 2019

Statement of acquisition of beneficial ownership by individuals - Feb. 14, 2019

Other preliminary proxy statements - Feb. 8, 2019

WEISS ASSET MANAGEMENT LP just provided an update on share ownership of KBL MERGER CORP. IV - Feb. 1, 2019

WEISS ASSET MANAGEMENT LP just provided an update on share ownership of KBL MERGER CORP. IV - Jan. 31, 2019

Submission of Matters to a Vote of Security - Dec. 27, 2018

KBL Merger - Nov. 16, 2018

Shareholder Director - Nov. 15, 2018

Karpus Management, Inc., d just provided an update on share ownership of KBL MERGER CORP. IV - May 10, 2018

KBL MERGER CORP. IV Just Filed Its Annual Report: Net income (loss) pe... - March 29, 2018

CNH Partners, LLC just provided an update on share ownership of KBL MERGER CORP. IV - Feb. 14, 2018

Statement of acquisition of beneficial ownership by individuals - Jan. 8, 2018

KBL MERGER CORP. IV Just Filed Its Quarterly Report: 8. SUBSEQUENT EVENTS... - Nov. 13, 2017

Polar Asset just provided an update on share ownership of KBL MERGER CORP. IV - Nov. 13, 2017

Major owner of KBL MERGER CORP. IV just declared owning 1,743,550 shares of KBL MERGER CORP. IV - Nov. 8, 2017

KBL MERGER CORP. IV Just Filed Its Quarterly Report: 8. SUBSEQUENT EVENTS... - Aug. 14, 2017

Karpus Management, Inc., d just provided an update on share ownership of KBL MERGER CORP. IV - Aug. 11, 2017

Major owner of KBL MERGER CORP. IV just disposed of 12,500 shares - June 29, 2017

Major owner of KBL MERGER CORP. IV just picked up 27,500 shares - June 27, 2017

KBL MERGER CORP.: Pro Forma Balance Sheet Exhibit 99.1 KBL MERGER CORP. IV BALANCE SHEET - June 26, 2017

Marlene Krauss, M.D. just provided an update on activist position in KBL MERGER CORP. IV - June 19, 2017

Major owner of KBL MERGER CORP. IV just declared owning 1,500,000 shares of KBL MERGER CORP. IV - June 16, 2017

Kbl Merger Corp. Iv INDEX TO FINANCIAL STATEMENTS - June 13, 2017

Major owner of KBL MERGER CORP. IV just declared owning 2,875,000 shares of KBL MERGER CORP. IV - June 9, 2017

Sorry, no schedule available for this company

Owner Shares% of PortfolioAs Of
1. Polar Securities Inc. 3,229,800 N/A Sept. 30, 2019
2. Kepos Capital LP 2,120,280 N/A Sept. 30, 2019
3. Yakira Capital Management, Inc. 1,200,000 1.2 Sept. 30, 2019
4. Hudson Bay Capital Management LP 1,120,000 N/A Sept. 30, 2019
5. Bulldog Investors, LLC 877,240 N/A Sept. 30, 2019
6. BASSO CAPITAL MANAGEMENT L.P. 819,273 1.0 Sept. 30, 2019
7. MIZUHO SECURITIES USA INC. 760,000 0.3 Sept. 30, 2019
8. Weiss Asset Management LP 757,860 0.6 Sept. 30, 2019
9. BOOTHBAY FUND MANAGEMENT, LLC 675,519 0.3 Sept. 30, 2019
10. GLAZER CAPITAL, LLC 528,057 0.6 Sept. 30, 2019
11. BANK OF MONTREAL /CAN/ 516,704 N/A March 31, 2018
12. GOLDMAN SACHS GROUP INC 500,000 N/A Sept. 30, 2019
13. CNH PARTNERS LLC 500,000 N/A Sept. 30, 2019
14. GOLDMAN SACHS GROUP INC 500,000 N/A March 31, 2019
15. Karpus Management, Inc. 495,445 0.2 Sept. 30, 2019
16. RIVERNORTH CAPITAL MANAGEMENT, LLC 460,000 N/A Sept. 30, 2019
17. K2 PRINCIPAL FUND, L.P. 349,788 0.4 March 31, 2019
18. BlueCrest Capital Management Ltd 300,000 N/A Sept. 30, 2019
19. Bluefin Trading, LLC 267,550 N/A June 30, 2019
20. Walleye Trading LLC 195,252 N/A Sept. 30, 2019
21. WOLVERINE ASSET MANAGEMENT LLC 157,953 N/A Sept. 30, 2019
22. BERKLEY W R CORP 143,476 N/A Sept. 30, 2019
23. PNC Financial Services Group, Inc. 125,600 N/A Dec. 31, 2017
24. VR Advisory Services Ltd 37,370 N/A Sept. 30, 2019
25. Mint Tower Capital Management B.V. 34,860 N/A Sept. 30, 2019
26. UBS Group AG 4,686 N/A March 31, 2019
27. UBS Group AG 4,686 N/A March 31, 2019
28. UBS Group AG 4,686 N/A March 31, 2019
29. UBS Group AG 4,686 N/A March 31, 2019
30. UBS Group AG 4,686 N/A March 31, 2019

KBL MERGER CORP. IV (KBLMU)

140

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Current report, items 5.03, 5.07, and 9.01 http://www.sec.gov/Archives/edgar/data/1690080/000121390019025523/0001213900-19-025523-index.htm

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Nov. 19, 2019

Other definitive proxy statements http://www.conferencecalltranscripts.org/pink/summary?id=7077228

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Nov. 12, 2019

KBL MERGER CORP. IV Just Filed Its Quarterly Report: 9. SUBSEQUENT EVENTS... http://www.conferencecalltranscripts.org/pink/summary?id=7044754

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Nov. 12, 2019

Size too big http://www.sec.gov/Archives/edgar/data/1690080/000121390019022944/0001213900-19-022944-index.htm

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Oct. 31, 2019

Other preliminary proxy statements http://www.conferencecalltranscripts.org/pink/summary?id=6990114

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Oct. 10, 2019

Major owner of KBL MERGER CORP. IV just disposed of 699,900 shares http://www.conferencecalltranscripts.org/pink/summary?id=6909186

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Oct. 10, 2019

OxFORD ASSET MANAGEMENT LLP just provided an update on share ownership of KBL MERGER CORP. IV http://www.conferencecalltranscripts.org/pink/summary?id=6909188

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Oct. 7, 2019

Major owner of KBL MERGER CORP. IV just disposed of 100 shares http://www.conferencecalltranscripts.org/pink/summary?id=6895728

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Sept. 26, 2019

Major owner of KBL MERGER CORP. IV just disposed of 113,937 shares http://www.conferencecalltranscripts.org/pink/summary?id=6855328

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Sept. 13, 2019

Major owner of KBL MERGER CORP. IV just disposed of 25,260 shares http://www.conferencecalltranscripts.org/pink/summary?id=6743439

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Sept. 11, 2019

Major owner of KBL MERGER CORP. IV just disposed of 3,999 shares http://www.conferencecalltranscripts.org/pink/summary?id=6716702

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Sept. 3, 2019

Major owner of KBL MERGER CORP. IV just disposed of 5,900 shares http://www.conferencecalltranscripts.org/pink/summary?id=6650968

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Aug. 20, 2019

Major owner of KBL MERGER CORP. IV just declared owning 964,000 shares of KBL MERGER CORP. IV http://www.conferencecalltranscripts.org/pink/summary?id=6598348

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Aug. 20, 2019

Major owner of KBL MERGER CORP. IV just disposed of 200,000 shares http://www.conferencecalltranscripts.org/pink/summary?id=6598411

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Aug. 19, 2019

HOWARD I. FISCHER just provided an update on share ownership of KBL MERGER CORP. IV http://www.conferencecalltranscripts.org/pink/summary?id=6593733

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Aug. 15, 2019

Major owner of KBL MERGER CORP. IV just disposed of 150,004 shares http://www.conferencecalltranscripts.org/pink/summary?id=6582233

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Aug. 9, 2019

KBL MERGER CORP. IV Just Filed Its Quarterly Report: Net loss per common ... http://www.conferencecalltranscripts.org/pink/summary?id=6555801

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Aug. 8, 2019

Major owner of KBL MERGER CORP. IV just disposed of 6,800 shares http://www.conferencecalltranscripts.org/pink/summary?id=6546597

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Aug. 7, 2019

Major owner of KBL MERGER CORP. IV just disposed of 200 shares http://www.conferencecalltranscripts.org/pink/summary?id=6538831

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July 26, 2019

KBL MERGER CORP.: Joint Press Release Dated July 26, 2019, Issued By Kbl And The Company http://www.conferencecalltranscripts.org/pink/summary?id=6490802
 


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