Ladenburg Thalmann Financial Services Inc (LTS)

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Recent filings

Ladenburg Thalmann Financial Services: Documents Incorporated By Reference EXPLANATORY NOTE - April 29, 2020

Ladenburg Thalmann Financial Services Inc Just Filed Its Annual Report: Per Share DataBasic ... - March 13, 2020

Securities registration termination [Section 12(g)] - March 5, 2020

Vector Group Ltd. just issued a filing suggesting it has sold all of its Ladenburg Thalmann Financial Services Inc - Feb. 25, 2020

Securities registration termination [Section 12(g)] - Feb. 24, 2020

Notification of the removal from listing and registration of matured, redeemed or retired securities - Feb. 24, 2020

Ladenburg Thalmann Financial Services Inc Just Received a Notice of Effectiveness - Feb. 21, 2020

Ladenburg Thalmann Financial Services Inc's Senior Vice President and CFO just disposed of 318,671 shares - Feb. 19, 2020

Post-Effective amendments for registration statement - Feb. 18, 2020

Securities to be offered to employees in employee benefit plans, post-effective amendments - Feb. 18, 2020

Securities to be offered to employees in employee benefit plans, post-effective amendments - Feb. 18, 2020

Securities to be offered to employees in employee benefit plans, post-effective amendments - Feb. 18, 2020

Securities to be offered to employees in employee benefit plans, post-effective amendments - Feb. 18, 2020

Securities to be offered to employees in employee benefit plans, post-effective amendments - Feb. 18, 2020

Securities to be offered to employees in employee benefit plans, post-effective amendments - Feb. 18, 2020

Securities to be offered to employees in employee benefit plans, post-effective amendments - Feb. 18, 2020

Securities to be offered to employees in employee benefit plans, post-effective amendments - Feb. 18, 2020

Securities to be offered to employees in employee benefit plans, post-effective amendments - Feb. 18, 2020

Securities to be offered to employees in employee benefit plans, post-effective amendments - Feb. 18, 2020

Securities to be offered to employees in employee benefit plans, post-effective amendments - Feb. 18, 2020

Ladenburg Thalmann Financial Services: Ladenburg Thalmann Announces Intention To Delist Certain Of Its Securities - Feb. 18, 2020

Ladenburg Thalmann Financial Services Inc insider just disposed of 69,000 shares - Feb. 14, 2020

Ladenburg Thalmann Financial Services Inc insider just disposed of 271,498 shares - Feb. 14, 2020

Ladenburg Thalmann Financial Services Inc insider just disposed of 3,607,479 shares - Feb. 14, 2020

Ladenburg Thalmann Financial Services Inc insider just disposed of 1,621,190 shares - Feb. 14, 2020

Ladenburg Thalmann Financial Services Inc insider just disposed of 475,207 shares - Feb. 14, 2020

Ladenburg Thalmann Financial Services Inc insider just disposed of 3,412,249 shares - Feb. 14, 2020

Ladenburg Thalmann Financial Services Inc insider just disposed of 448,917 shares - Feb. 14, 2020

Ladenburg Thalmann Financial Services Inc insider just disposed of 4,324,791 shares - Feb. 14, 2020

Ladenburg Thalmann Financial Services Inc insider just disposed of 233,675 shares - Feb. 14, 2020

Ladenburg Thalmann Financial Services Inc insider just disposed of 207,602 shares - Feb. 14, 2020

Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities - Feb. 14, 2020

Ladenburg Thalmann Financial Services Inc insider just disposed of 2,070,738 shares - Feb. 14, 2020

The Rosecrands Corporation just provided an update on share ownership of Ladenburg Thalmann Financial Services Inc - Feb. 4, 2020

Ladenburg Thalmann Financial Services: Ladenburg Shareholders Approve Merger With Advisor Group MIAMI, - Jan. 31, 2020

Ladenburg Thalmann Financial Services Inc's Senior Vice President just picked up 50,000 shares - Jan. 9, 2020

Ladenburg Thalmann Financial Services Inc's Senior Vice President and CFO just picked up 50,000 shares - Jan. 9, 2020

Ladenburg Thalmann Financial Services: Form, Schedule Or Registration Statement No Filing Party: Date Filed: EXPLANATORY NOTE - Jan. 7, 2020

Definitive proxy statement relating to merger or acquisition - Dec. 26, 2019

Preliminary proxy statements relating to merger or acquisition - Dec. 6, 2019

Advisor Group Holdings, Inc. just provided an update on activist position in Ladenburg Thalmann Financial Services Inc - Nov. 21, 2019

Ladenburg Thalmann Financial Services: Form, Schedule Or Registration Statement No Filing Party: Date Filed: - Nov. 21, 2019

Current report, items 1.01, 5.02, 8.01, and 9.01 - Nov. 14, 2019

Additional definitive proxy soliciting materials and Rule 14(a)(12) material - Nov. 14, 2019

Quarterly report filed by institutional managers, Holdings - Nov. 14, 2019

Vector Group Ltd. just provided an update on activist position in Ladenburg Thalmann Financial Services Inc - Nov. 13, 2019

Ladenburg Thalmann Financial Services: Advisor Group And Ladenburg Thalmann Announce Merger To Create A Wealth Management Industry Leader With Nearly 11,500 Financial Advisors And Over $450 Billion In - Nov. 12, 2019

Ladenburg Thalmann Financial Services: Form, Schedule Or Registration Statement No Filing Party: Date Filed: - Nov. 12, 2019

Ladenburg Thalmann Financial Services: Form, Schedule Or Registration Statement No Filing Party: Date Filed: - Nov. 12, 2019

Ladenburg Thalmann Financial Services: Form, Schedule Or Registration Statement No Filing Party: Date Filed: ADVISOR GROUP AND LADENBURG THALMANN ANNOUNCE MERGER TO CREATE A WEALTH MANAGEMENT - Nov. 12, 2019

Ladenburg Thalmann Financial Services: Form, Schedule Or Registration Statement No Filing Party: Date Filed: - Nov. 12, 2019

Ladenburg Thalmann Financial Services Inc Just Filed Its Quarterly Report: Per Share DataBasic ... - Nov. 8, 2019

Ladenburg Thalmann Financial Services: Third Quarter 2019 Financial Results Highlights: - Nov. 8, 2019

Quarterly report filed by institutional managers, Holdings - Aug. 15, 2019

Regulation FD - Aug. 8, 2019

Ladenburg Thalmann Financial Services Inc Just Filed Its Quarterly Report: Per Share DataBasic ... - Aug. 8, 2019

Ladenburg Thalmann Financial Services: Second Quarter 2019 Financial Results Highlights: - Aug. 8, 2019

Ladenburg Thalmann Financial Services Inc's Senior Vice President just picked up 1,342 shares - July 2, 2019

Ladenburg Thalmann Financial Services Inc director just picked up 15,828 shares - June 19, 2019

Ladenburg Thalmann Financial Services Inc director just picked up 30,000 shares - June 14, 2019

Ladenburg Thalmann Financial Services Inc director just picked up 30,000 shares - June 14, 2019

Ladenburg Thalmann Financial Services Inc director just picked up 30,000 shares - June 14, 2019

Ladenburg Thalmann Financial Services Inc director just picked up 30,000 shares - June 14, 2019

Ladenburg Thalmann Financial Services Inc director just picked up 30,000 shares - June 14, 2019

Ladenburg Thalmann Financial Services Inc director just picked up 30,000 shares - June 14, 2019

Submission of Matters to a Vote of Security - June 14, 2019

Ladenburg Thalmann Financial Services Inc director just picked up 30,000 shares - June 14, 2019

CEO of Ladenburg Thalmann Financial Services Inc just picked up 10,000 shares - June 4, 2019

CEO of Ladenburg Thalmann Financial Services Inc just picked up 10,000 shares - May 31, 2019


- May 30, 2019

Registration of securities [Section 12(b)] - May 29, 2019

Entry into a Material Definitive - May 29, 2019

CEO of Ladenburg Thalmann Financial Services Inc just picked up 10,000 shares - May 24, 2019

Ladenburg Thalmann Financial Services Inc's Executive VP and COO just picked up 10,000 shares - May 23, 2019

CEO of Ladenburg Thalmann Financial Services Inc just picked up 10,000 shares - May 23, 2019

Entry into a Material Definitive - May 23, 2019

Ladenburg Thalmann Financial Services Inc just filed a prospectus, suggesting it plans to soon issue some securities - May 23, 2019

Filing under Securities Act Rules 163/433 of free writing prospectuses - May 22, 2019

Ladenburg Thalmann Financial Services Inc just filed a prospectus, suggesting it plans to soon issue some securities - May 21, 2019

Ladenburg Thalmann Financial Services Inc's Executive VP and COO just picked up 88,749 shares - May 17, 2019

Ladenburg Thalmann Financial Services Inc's Executive Vice President just picked up 266,245 shares - May 17, 2019

CEO of Ladenburg Thalmann Financial Services Inc just picked up 10,000 shares - May 17, 2019

Ladenburg Thalmann Financial Services Inc director just picked up 15,602 shares - May 17, 2019

Ladenburg Thalmann Financial Services Inc director just picked up 25,000 shares - May 17, 2019

CEO of Ladenburg Thalmann Financial Services Inc just picked up 266,245 shares - May 17, 2019

Ladenburg Thalmann Financial Services Inc director just picked up 212,044 shares - May 17, 2019

Quarterly report filed by institutional managers, Holdings - May 15, 2019

Ladenburg Thalmann Financial Services Inc director just picked up 20,100 shares - May 14, 2019

Ladenburg Thalmann Financial Services Inc Just Filed Its Quarterly Report: Per Share DataBasic ... - May 9, 2019

Ladenburg Thalmann Financial Services: First Quarter 2019 Financial Results ANNOUNCES ADDITIONAL 10 MILLION SHARE STOCK REPURCHASE PROGRAM Highlights: - May 9, 2019

Regulation FD - May 9, 2019

Ladenburg Thalmann Financial Services Inc releases salary data. CEO sees compensation rise 31% - April 30, 2019

Ladenburg Thalmann Financial Services Inc director just disposed of 8,730 shares - April 19, 2019

Ladenburg Thalmann Financial Services Inc's Executive VP and COO just picked up 15,000 shares - April 16, 2019

CEO of Ladenburg Thalmann Financial Services Inc just picked up 10,000 shares - April 16, 2019

Ladenburg Thalmann Financial Services Inc's Executive VP and COO just picked up 10,000 shares - April 15, 2019

Ladenburg Thalmann Financial Services Inc's Executive Vice President just picked up 10,000 shares - April 12, 2019

Ladenburg Thalmann Financial Services Inc director just picked up 12,902 shares - April 11, 2019

CEO of Ladenburg Thalmann Financial Services Inc just picked up 20,000 shares - April 11, 2019

Ladenburg Thalmann Financial Services Inc director just picked up 10,000 shares - April 8, 2019

Sorry, no schedule available for this company

Owner Shares% of PortfolioAs Of
1. VANGUARD GROUP INC 5,126,298 N/A June 30, 2019
2. BlackRock Institutional Trust Company, N.A. 3,290,246 N/A Dec. 31, 2016
3. BlackRock Fund Advisors 2,815,402 N/A Sept. 30, 2016
4. NORTHERN TRUST CORP 1,259,705 N/A March 31, 2019
5. NORTHERN TRUST CORP 1,247,747 N/A June 30, 2018
6. LADENBURG THALMANN FINANCIAL SERVICES INC 1,214,749 N/A Sept. 30, 2017
7. NORTHERN TRUST CORP 1,111,284 N/A March 31, 2018
8. TIAA CREF INVESTMENT MANAGEMENT LLC 622,262 N/A March 31, 2019
9. Bank of New York Mellon Corp 557,622 N/A March 31, 2019
10. Bank of New York Mellon Corp 557,622 N/A March 31, 2019
11. BlackRock Investment Management, LLC 422,112 N/A Dec. 31, 2016
12. Geduld E E 385,000 0.5 Dec. 31, 2016
13. MORGAN STANLEY 361,836 N/A Dec. 31, 2016
14. TEACHERS ADVISORS INC 358,374 N/A March 31, 2019
15. Analytic Investors, LLC 261,487 N/A June 30, 2016
16. DEUTSCHE BANK AG\ 237,540 N/A Dec. 31, 2017
17. DEUTSCHE BANK AG\ 186,368 N/A June 30, 2018
18. GOLDMAN SACHS GROUP INC 163,152 N/A Dec. 31, 2019
19. WELLS FARGO & COMPANY/MN 162,981 N/A Sept. 30, 2018
20. DEUTSCHE BANK AG\ 142,904 N/A March 31, 2018
21. GOLDMAN SACHS GROUP INC 131,142 N/A March 31, 2019
22. BANK OF AMERICA CORP /DE/ 114,235 N/A Sept. 30, 2017
23. GOLDMAN SACHS GROUP INC 104,372 N/A Sept. 30, 2019
24. SUSQUEHANNA INTERNATIONAL GROUP, LLP 85,682 N/A June 30, 2019
25. CREDIT SUISSE AG/ 77,509 N/A March 31, 2019
26. UBS GLOBAL ASSET MANAGEMENT AMERICAS INC 76,484 N/A Dec. 31, 2019
27. CREDIT SUISSE AG/ 76,344 N/A Sept. 30, 2019
28. ROYAL BANK OF CANADA 73,345 N/A Sept. 30, 2016
29. CREDIT SUISSE AG/ 70,687 N/A Dec. 31, 2018
30. CREDIT SUISSE AG/ 69,873 N/A Dec. 31, 2017

Ladenburg Thalmann Financial Services Inc (LTS)

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