Asset Management Polar, a major owner of Tottenham Acquisition I Ltd, has just filed an initial statement of beneficial ownership where 450,000 shares of Tottenham Acquisition I Ltd were declared. This form is usually filed as a prelude to receiving options or buying company shares, so there may be more to come from Polar. Polar operates out of Toronto, A6. Some additional info was provided as follows:
Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF"), and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person
disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
This Form 3 is being filed solely as a result of Tottenham Acquisition I Limited reporting in its quarterly report on Form 10-Q, filed May 14, 2020, a decrease in its ordinary shares outstanding to 3,710,386 ordinary shares outstanding.
The above information was disclosed in a filing to the SEC. To see the filing, click here.
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Other recent filings from the company include the following: