Current report, item 3.02

lang="EN-US">

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  February13, 2015

ML WINTON FUTURESACCESS LLC
(Exact name of registrant as specified in its charter)

Delaware

0-51084

20-1227904

(State or other jurisdiction
of incorporation)

(Commission File Number)

(IRS Employer
Identification No.)

c/o Merrill Lynch Alternative Investments LLC
250 Vesey Street- 11
th Floor
New York, NY 10080

(Address of principal executive offices)
(Zip Code)

Registrant’s telephone number, including area code:       (609) 274-5838

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

¨

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



Item 3.02.  Unregistered Sales of Equity Securities .

Units are privately offered and sold to “accredited investors” (as defined in Rule 501(a) under the Securities Act) in reliance on the exemption from registration provided by Section 4(2) of the Securities Act and Rule 506 thereunder.  The selling agent of the Units was Merrill Lynch Pierce Fenner & Smith Incorporated (“MLPF&S”).

CLASS A

Subscription

CLASS C

Subscription

Amount

Units

Amount

Units

February 13, 2015

$

19,500

9,799

February 13, 2015

$

1,262,328

700,321

CLASS D

Subscription

CLASS I

Subscription

Amount

Units

Amount

Units

February 13, 2015

$

500,000

234,731

February 13, 2015

$

25,000

12,166

CLASS DS

Subscription

CLASS DT

Subscription

Amount

Units

Amount

Units

February 13, 2015

$

463,567

217,903

February 13, 2015

$

81,606

35,822

CLASS M

Subscription

CLASS F

Subscription

Amount

Units

Amount

Units

February 13, 2015

$

900,000

751,943

February 13, 2015

$

-

-

CLASS F1

Subscription

CLASS G

Subscription

Amount

Units

Amount

Units

February 13, 2015

$

-

-

February 13, 2015

$

-

-

CLASS DI

Subscription

Amount

Units

February 13, 2015

$

102,885,619

102,885,619

Class A Units are subject to upfront sales commissions paid to MLPF&S ranging from 1.0% to 2.5% of an investor’s gross subscription amount. Class D Units and Class I Units are subject to upfront sales commissions paid to MLPF&S up to 2.5% of an investor’s gross subscription amount. Class F Units and Class G Units are subject to upfront sales commissions paid to MLPF&S up to 0.5% of an investor’s gross subscription amount. Sales commissions are directly deducted from subscription amounts.  Class C Units, Class DS Units, Class DT Units, Class F-1 Units, Class M Units and Class DI Units are not subject to upfront sales commissions.

2



SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

ML WINTON FUTURESACCESS LLC

By: Merrill Lynch Alternative Investments LLC, its Sponsor

By:

/s/ BARBRA E. KOCSIS

Name: Barbra E. Kocsis

Position: Chief Financial Officer

Date:  February 19, 2015

3


The above information was disclosed in a filing to the SEC. To see this filing in its entirety, click here.

To receive a free e-mail notification whenever ML Winton FuturesAccess LLC makes a similar move, sign up!

Other recent filings from the company include the following:

Amendments to Articles of Incorporation or - Sept. 8, 2017

Auto Refresh

Feedback