Aspect FuturesAccess: Item 3.02. Unregistered Sales Of Equity Securities

The following excerpt is from the company's SEC filing.

Units are privately offered and sold to “accredited investors” (as defined in Rule 501(a) under the Securities Act) in reliance on the exemption from registration provided by Section 4(2) of the Securities Act and Rule 506 thereunder.  The selling agent of the Units was Merrill Lynch Pierce Fenner & Smith Incorporated (“MLPF&S”).

CLASS A

Subscription

CLASS C

Amount

April 15, 2015

80,930

43,163

April 15, 2015

1,247,974

733,110

CLASS D

CLASS I

102,000

52,316

CLASS DS

CLASS DT

CLASS M

323,00 0

272,275

Class A Units are subject to a sales commission paid to MLPF&S ranging from 1.0% to 2.5% of an investor’s gross subscription amount. Class D and Class I Units are subject to upfront sales commissions paid to MLPF&S up to 2.5% of an investor’s gross subscription amount. The rate assessed to a given subscription is based upon the subscription amount.  Sales commissions are directly deducted from subscription amounts.  Class C, Class DS, Class DT and Class M Units are not subject to any sales commissions.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

ASPECT FUTURESACCESS LLC

By: Merrill Lynch Alternative Investments LLC, its

Sponsor

 /s/ BARBRA E. KOCSIS

 Name: Barbra E. Kocsis

 Position: Chief Financial Officer

Date:  April 20, 2015

The above information was disclosed in a filing to the SEC. To see this filing in its entirety, click here.

To receive a free e-mail notification whenever Aspect FuturesAccess LLC makes a similar move, sign up!

Other recent filings from the company include the following:

Amendments to Articles of Incorporation or - Sept. 8, 2017

Auto Refresh

Feedback