The following excerpt is from the company's SEC filing.
Units are privately offered and sold to accredited investors (as defined in Rule 501(a) under the Securities Act) in reliance on the exemption from registration provided by Section 4(2) of the Securities Act and Rule 506 thereunder. The selling agent of the Units was Merrill Lynch Pierce Fenner & Smith Incorporated (MLPF&S).
April 15, 2015
April 15, 2015
Class A Units are subject to a sales commission paid to MLPF&S ranging from 1.0% to 2.5% of an investors gross subscription amount. Class D and Class I Units are subject to upfront sales commissions paid to MLPF&S up to 2.5% of an investors gross subscription amount. The rate assessed to a given subscription is based upon the subscription amount. Sales commissions are directly deducted from subscription amounts. Class C, Class DS, Class DT and Class M Units are not subject to any sales commissions.
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
ASPECT FUTURESACCESS LLC
By: Merrill Lynch Alternative Investments LLC, its
/s/ BARBRA E. KOCSIS
Name: Barbra E. Kocsis
Position: Chief Financial Officer
Date: April 20, 2015
The above information was disclosed in a filing to the SEC. To see this filing in its entirety, click here.
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Other recent filings from the company include the following: