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U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
ADVANCED EMISSIONS SOLUTIONS, INC.
(Exact name of registrant as specified in its charter)
(State of incorporation or organization)
(I.R.S. Employer Identification Number)
9135 South Ridgeline Boulevard, Suite 200, Highlands Ranch CO,
(Address of principal executive offices)
If this Form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box:
If this Form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box:
Securities Act registration statement file number to which this form relates: Not applicable
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class to be registered
Name of each exchange on which each class is to be registered
The NASDAQ Stock Market LLC
Securities to be registered pursuant to Section 12(g) of the Act: None
DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED
Advanced Emissions Solutions, Inc. (“ADES” or the "Company") hereby incorporates by reference the description of its common stock, par value $0.001 per share, to be registered hereunder contained under the heading “Description of ADES Capital Stock” in the Company’s Registration Statement on Form S-4 (File No. 333-187505), as filed with the U.S. Securities and Exchange Commission ("SEC") on March 25, 2013 and subsequently amended (the “S-4 Registration Statement”) and in the prospectus included in the S-4 Registration Statement pursuant to Rule 424(b) under the Securities Act of 1933, as amended, as filed with the SEC on April 25, 2013.
The Company’s common stock to be registered hereunder has been approved for listing on the NASDAQ Global Market of The NASDAQ Stock Market LLC under the symbol “ADES".
In accordance with the “Instructions as to Exhibits” with respect to Form 8-A, no exhibits are required to be filed as part of this registration statement because no other securities of the Company are registered on The NASDAQ Stock Market LLC and the securities registered hereby are not being registered pursuant to Section 12(g) of the Securities Exchange Act of 1934, as amended.
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned hereunto duly authorized.
July 6, 2016
Advanced Emissions Solutions, Inc.
/s/ L. Heath Sampson
L. Heath Sampson
President, Chief Executive Officer and Treasurer
The above information was disclosed in a filing to the SEC. To see the filing, click here.
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