Rosewind CORP just came out with a new prospectus, available here. This is an SEC requirement for firms looking to issue certain types of securities. An excerpt of the prospectus is provided below:
424B3 1 v447084_424b3.htm 424B4 Prospectus Supplement filed pursuant to Rule 424(b)(3) in connection with Registration Statement No. 333-210144 Aytu BioScience, Inc. Prospectus Supplement No. 3 dated August 16, 2016 (to Prospectus dated May 2, 2016) Warrants to Purchase 763,250 Shares of Common Stock Shares of Common Stock Underlying Warrants to Purchase up to 22,875,000 Shares of Common Stock This Prospectus Supplement No. 3 updates, amends, and supplements the information previously included in the Prospectus Supplement No. 2 dated July 22, 2016, Prospectus Supplement No. 1 dated May 11, 2016 and our prospectus dated May 2, 2016, which we refer to as our prospectus, relating to the offer for sale of warrants to purchase 763,250 shares of common stock, $0.0001 par value per share, and of an aggregate of 22,875,000 shares of common stock, of Aytu BioScience, Inc., upon the exercise of warrants to purchase common stock. The number of shares covered by this Prospectus Supplement No. 3 does not give effect to the 1-for-12 stock split effected on June 30, 2016. On July 27, 2016, Aytu entered into a purchase agreement (the “Purchase Agreement”), together with a registration rights agreement (the “Registration Rights Agreement”), with Lincoln Park Capital Fund, LLC (“Lincoln Park”), an Illinois limited liability company. Upon signing the Purchase Agreement, Lincoln Park agreed to purchase 133,690 shares of our common stock for $500,000 as an initial purchase under the agreement. Under the terms and subject to the conditions of the Purchase Agreement, Aytu has the right to sell to and Lincoln Park is obligated to purchase up to an additional $10.0 million in amounts of shares, as described below, of Aytu’s common stock (“Common Stock”), subject to certain limitations, from time to time, over the 36-month period commencing on the date that a registration statement, which Aytu agreed to file with the Securities and Exchange Commission (the “SEC”) pursuant to
The above information was disclosed in a filing to the SEC. To see the filing, click here.
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Other recent filings from the company include the following:
Rosewind: Press Release Dated June 13, 2018 - June 13, 2018