Douglas S. Schatz and Jill E. Schatz, husband and wife, are co-trustees of the Family Trust and may be deemed to be indirect beneficial owners of the shares of AEIS common stock held directly by the Family Trust. Douglas S. Schatz is a director of AEIS.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $19.01 to $19.
51. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The above information was disclosed in a filing to the SEC. To see this filing in its entirety, click here.
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