Carl Dockery, a director of Rosewind CORP, has just filed an initial statement of beneficial ownership where 902,300 shares of Rosewind CORP were declared. This form is usually filed as a prelude to receiving options or buying company shares, so there may be more to come from Dockery. Dockery operates out of Englewood, CO. Some additional info was provided as follows:
These are restricted shares that vest on July 7, 2026, subject to earlier vesting in certain situations.
These options are 100% vested.
25% vests on September 30, 2016, December 31, 2016, March 31, 2017 and June 30, 2017, subject to the Grantee's continued service as an employee on such dates.
These four transactions involved an amendment of the exercise price of an outstanding option, resulting in the
deemed cancellation of the "old" option and the grant of a replacement option.
The above information was disclosed in a filing to the SEC. To see the filing, click here.
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Other recent filings from the company include the following:
Additional definitive proxy soliciting materials and Rule 14(a)(12) material - May 14, 2018
Other preliminary proxy statements - April 27, 2018