Transaction effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2013.
Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Finanical 401(k) plan as of December 9, 2013. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies wit
h the price of Ameriprise stock.
The above information was disclosed in a filing to the SEC. To see this filing in its entirety, click here.
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Other recent filings from the company include the following:
AMERIPRISE FINANCIAL: Entry Into A Material Definitive Agreement - Sept. 18, 2014
Prospectus [Rule 424(b)(2)] - Sept. 17, 2014
Prospectus [Rule 424(b)(5)] - Sept. 15, 2014
Filing under Securities Act Rules 163/433 of free writing prospectuses - Sept. 15, 2014