Transaction effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2013.
Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Finanical 401(k) plan as of December 9, 2013. This plan uses unit accounting and the number of shares that a participant is deemed to hold
varies with the price of Ameriprise stock.
The above information was disclosed in a filing to the SEC. To see this filing in its entirety, click here. AMERIPRISE FINANCIAL SERVICES next reports earnings on October 28, 2014.
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Other recent filings from the company include the following:
Statement of changes in beneficial ownership of securities - Oct. 10, 2014
AMERIPRISE FINANCIAL SERVICES's Exec VP and General Counsel just picked up 640 shares - Oct. 8, 2014
AMERIPRISE FINANCIAL: (B) Departure Of Directors Or Certain Officers; Election Of Directors; Appointment Of Certain Officers; Compensatory Arrangements Of Certain Officers - Oct. 2, 2014
AMERIPRISE FINANCIAL SERVICES's Exec VP of Human Resources just picked up 709 shares - Oct. 1, 2014