Transaction effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2013.
Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Finanical 401(k) plan as of December 9, 2013. This plan uses unit accounting and the number of shares that a participant is deemed to hold
varies with the price of Ameriprise stock.
The above information was disclosed in a filing to the SEC. To see this filing in its entirety, click here. AMERIPRISE FINANCIAL SERVICES next reports earnings on October 28, 2014.
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Other recent filings from the company include the following:
AMERIPRISE FINANCIAL SERVICES Just Filed Its Annual Report: Available-for-Sale s... - Feb. 24, 2015
Pres. of AMERIPRISE FINANCIAL SERVICES just disposed of 6,000 shares - Feb. 24, 2015
AMERIPRISE FINANCIAL SERVICES's EVP Corp Comm/Cmnity Rltns just disposed of 4,000 shares - Feb. 23, 2015
Quarterly report filed by institutional managers, Holdings - Feb. 13, 2015
Statement of acquisition of beneficial ownership by individuals - Feb. 13, 2015