Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2013. The transactions reported on this Form 4 conclude the transactions contemplated by the Rule 10b5-1 trading plan.
Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of December 9, 2013. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
The above information was disclosed in a filing to the SEC. To see this filing in its entirety, click here.
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Other recent filings from the company include the following:
Preliminary Proxy Soliciting materials - March 6, 2014
AMERIPRISE FINANCIAL SERVICES's Chairman and CEO just disposed of 43,771 shares - March 6, 2014
AMERIPRISE FINANCIAL SERVICES's EVP Technology and CIO just disposed of 1,373 shares - March 6, 2014