SWS: Other Events


The following excerpt is from the company's SEC filing.

A copy of the Corporate Governance Guidelines of SWS Group, Inc. (the “Company”) is available to the public on the Company’s website at http://swsgroupinc.com/Pages/swsgroupcorporategovernance.aspx. Section I.B.1.a of the Company’s Corporate Governance Guidelines discloses the procedure by which a presiding director is selected for each of the executive sessions of the non-management directors of the Company’s Board of Directors (the “Board”). The non-management directors of the Board meet in executive session during each of the Board’s regularly scheduled meetings without any management directors or any members of management present. The non-management directors rotate the presiding position among the chairs of the authorized Board committees.

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

The above information was disclosed in a filing to the SEC. To see this filing in its entirety, click here.

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Other recent filings from the company include the following:

Sws Group, Inc. Reports Fourth Quarter - Sept. 2, 2014

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