5. Sole Voting Power 1,503,363
6.Shared Voting Power 48,000
7.Sole Dispositive Power 1,503,363
8.Shared Dispositive Power 48,000
9.Aggregate Amount Beneficially Owned by Each Reporting
10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares
11.Percent of Class Represented by Amount in Row (9)
12.Type of Reporting Person (See Instructions)
(a)Name of Issuer Active Power, Inc.
(b)Address of Iss uer's Principal Executive Offices
2128 W. Braker Lane, BK12,
Austin, Texas 78758
(a)Name of Person Filing Laurence W. Lytton
(b)Address of Principal Business Office or, if none, Residence
N.Y., NY 10025
(d)Title of Class of Securities Common
(e)CUSIP Number 00504W308
Item 3. not applicable
(a)Amount beneficially owned: 1,551,363 shares consisting of
1,351,481 shares held by the reporting person, 104,082 held in
the AWL Family LLC, 40,000 held in the IKL Trust, 28,000 held
in the KLL Family Trust, 14,000 held in the WWL Family Trust,
and 13,800 shares held in other related accounts.
(b)Percent of class: 8.0%
(c)Number of shares as to which the person has:
(i)Sole power to vote or to direct the vote 1,503,363.
(ii)Shared power to vote or to direct the vote 48,000.
(iii)Sole power to dispose or to direct the disposition of 1,503,363.
(iv)Shared power to dispose or to direct the disposition of 48,000.
The above information was disclosed in a filing to the SEC. To see this filing in its entirety, click here.
To receive a free e-mail notification whenever Active Power makes a similar move, sign up!
Other recent filings from the company include the following:
Current report, items 8.01 and 9.01
- Oct. 2, 2014