Fifth Street Finance Corp. just filed a General Statement of acquisition of beneficial ownership

The following excerpt is from the company's filing:

Item 5.Interest in Securities of the Issuer

Item 5 is hereby amended and restated in its entirety as follows:
As of the date of this filing on Schedule 13D, Mr. Tannenbaum holds and has sole voting power over 426,323 Shares, or 6.4% of the number of Shares issued and outstanding. Of the 426,323 Shares held by Mr. Tannenbaum, 49,071 Shares are owned by the Leonard M. Tannenbaum Foundation, a 501(c)(3) corporation for which Mr. Tannenbaum serves as the President. With respect to all of such Shares, Mr. Tannenbaum has sole voting and investment power over them, but has no pecuniary interest in, and expressly disclaims beneficial ownership of, such Shares. Based on information contained in the Issuers Quarterly Report on Form 10-Q for the period ended December 31, 2013, filed with the Securities and Exchange Commission on February 13, 2014, the Issuer had 6,666,768 issued and outstanding Shares. Based on this amount, Mr. Tannenbaum has sole voting power over 6.4% of the total issued and outstanding Shares of the Issuer.
Mr. Tannenbaum has purchased a total of 220,707 Shares during the past 60 days of which 39,071 Shares are held by the Leonard M. Tannenbaum Foundation. Please see the below chart detailing the date, price and number of Shares purchased in connection with each acquisition made over the past 60 days. Mr. Tannenbaum made all such acquisitions in the open market.

Date
Price
Quantity of Shares
February 18, 2014
$14.09
500
February 18, 2014
$14.095
100
February 18, 2014
$14.098
100
February 18, 2014
$14.10
9,300
February 19, 2014
$14,10
10,000
February 19, 2014
$14.12
10,000
February 20, 2014
$14.10
14,100
February 20, 2014
$14.15
2,400
February 21, 2014
$14.10
116
February 24, 2014
$13.9999
400
February 24, 2014
$14.00
2,400
February 24, 2014
$14.03
1,350
February 25, 2014
$14.00
10,000
February 27, 2014
$14.00
8,500*
February 27, 2014
$14.1299
100*
February 27, 2014
$14.13
2,350*
February 27, 2014
$14.14
600*
February 27, 2014
$14.15
6,950*
February 28, 2014
$14.10
1,771*
February 28, 2014
$14.12
100*
February 28, 2014
$14.13
100*
February 28, 2014
$14.14
8,600*
February 28, 2014
$14.19
700*
February 28, 2014
$14.20
9,300*
February 28, 2014
$14.16
15,000
February 28, 2014
$14.20
13,400
February 28, 2014
$14.195
1,400
February 28, 2014
$14.19
5,200
March 20, 2014
$14.40
25,000
March 20, 2014
$14.31
165
March 20, 2014
$14.32
2,835
March 20, 2014
$14.34
300
March 20, 2014
$14.35
7,570
March 20, 2014
$14.30
50,000
* Shares held by Leonard M. Tannenbaum Foundation

Item 6.
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

Item 6 is hereby amended and restated in its entirety as follows:
Mr. Tannenbaum holds 312,838 of the Shares reported herein in a margin account pursuant to a brokerage agreement.

SIGNATURE

The above information was disclosed in a filing to the SEC. To see this filing in its entirety, click here.

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Other recent filings from the company include the following:

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