Arlington Asset Investment Corp. just filed a prospectus, suggesting it plans to soon issue some securities

Arlington Asset Investment Corp. just came out with a new prospectus, available here. This is an SEC requirement for firms looking to issue certain types of securities. An excerpt of the prospectus is provided below:

424B5
1
d144054d424b5.htm
424B5

424B5

Filed Pursuant to 424(b)(5)
File No. 333-235885
Supplement No. 1 dated July 21, 2021 (To
Prospectus Supplement dated February 26, 2020 and prospectus dated February 20, 2020)
Up to 1,645,961 Shares  


7.00% Series B Cumulative Perpetual Redeemable Preferred Stock
   
This supplement supplements the prospectus supplement dated February 26, 2020 (the “Prospectus Supplement”) , relating to the
issuance and sale of up to 1,647,370 shares of our 7.00% Series B Cumulative Perpetual Redeemable Preferred Stock, par value $0.01 per share (the “Series B Preferred Stock”), through JonesTrading Institutional Services LLC
(“JonesTrading”), and Ladenburg Thalmann & Co. Inc. (“Ladenburg”) (the “Agents”), from time to time in privately negotiated transactions and/or any other method permitted by law, including block trades or sales
deemed to be an “at the market” offering as defined in Rule 415 under the Securities Act of 1933, as amended, which includes sales made directly on the New York Stock Exchange (the “NYSE”), sales made to or through a market
maker other than on an exchange or sales through an electronic communications network. This supplement shall be read in conjunction with the Prospectus Supplement and the accompanying prospectus. Except as set forth herein, the Prospectus Supplement
remains unchanged. This supplement is being filed to reflect the amendment, dated as of July 21, 2021 (the “Amendment”) by
and among us and the Agents, of the amended and restated equity distribution agreement by and among us and the Agents, dated March 21, 2019 (the “Original Equity Distribution Agreement” and, as amended by the Amendment, the
“Equity Distribution Agreement”). Pursuant to the Amendment, we will pay each Agent a commission that will not exceed, but may be lower than, 3.0% of the gross proceeds of the shares sold pursuant to the Equity Distribution Agreement by
such Agent, and all references in the Prospectus Supplement to a

The above information was disclosed in a filing to the SEC. To see the filing, click here.

To receive a free e-mail notification whenever Arlington Asset Investment Corp. makes a similar move, sign up!

Other recent filings from the company include the following:

Arlington Asset Investment Corp. Just Filed Its Quarterly Report: Note 14. Earnings (L... - Aug. 15, 2022

Auto Refresh

Feedback