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AND EXCHANGE COMMISSION
the Securities Exchange Act of 1934
No. ) *
of Class of Securities)
of Event Which Requires Filing of This Statement)
Check the appropriate box to designate the rule pursuant to which
this Schedule is filed:
☐ Rule 13d-1(c)
☐ Rule 13d-1(d)
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to
the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided
in a prior cover page.
information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section
18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however,
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OWNED BY EACH
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of Issuer's Principal Executive Offices:
West 21st Street, New York, New York 10010
of Person Filing:
statement is being filed by Karpus Management, Inc., d/b/a Karpus Investment Management (“Karpus” or the “Reporting
Person”). Karpus is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940. Karpus is controlled
by City of London Investment Group plc (“CLIG”), which is listed on the London Stock Exchange. However, in accordance
with SEC Release No. 34-39538 (January 12, 1998), effective informational barriers have been established between Karpus and CLIG
such that voting and investment power over the subject securities is exercised by Karpus independently of CLIG, and, accordingly,
attribution of beneficial ownership is not required between Karpus and CLIG.
Shares to which this Schedule 13G relates are owned directly by the accounts managed by Karpus.
of Principal Business Office or, if none, Residence:
Sully's Trail, Pittsford, New York 14534.
members of the Karpus Management Committee are US citizens. Karpus is a New York corporation.
of Class of Securities.
this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);
Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
Group, in accordance with §240.13d-1(b)(1)(ii)(K).
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the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in
(a) Amount beneficially owned: 877,373
Percent of Class: 11.03%
Number of shares as to which such person has:
Sole power to vote or direct the vote: 777,373
Shared power to vote or direct the vote: 0
Sole power to dispose or to direct the disposition of: 877,373
Shared power to dispose or to direct the disposition of: 0
of Five Percent or Less of a Class.
this statement is being filed to report the fact that as of the date herof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check the following: ☐
of More than Five Percent on Behalf of Another Person.
and Classification of the Subsidiary Which Acquired the Security being Reported on by the Parent Holding Company.
and Classification of Members of the Group.
of Dissolution of Group.
signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held
in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant
in any transaction having that purpose or effect
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reasonable inquiry and to the best of his knowledge and belief, the undersigned certifies that the information set forth in this
statement is true, complete and correct.
KARPUS MANAGEMENT, INC.
Jodi L. Hedberg
Title: Chief Compliance
The above information was disclosed in a filing to the SEC. To see the filing, click here.
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