The above information was disclosed in a filing to the SEC. To see this filing in its entirety, click here.
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Other recent filings from the company include the following:
Sws Stockholders Approve Merger / 2 - Nov. 21, 2014
SWS Group director just disposed of 5,963 shares - Nov. 18, 2014
SWS: Departure Of Directors Or Certain Officers; Election Of Directors; Appointment Of Certain Officers; Compensatory Arrangements Of Certain Officers - Nov. 14, 2014
Sws Group, Inc. Reports Financial Results For - Nov. 5, 2014
Prospectuses and communications, business combinations - Oct. 31, 2014