Submission of Matters to a Vote of Security

On February 2, 2023, Gladstone Capital Corporation (the “Company”) held its 2023 Annual Meeting of Stockholders (the “Annual Meeting”). There were present at the Annual Meeting in person or by proxy, stockholders holding an aggregate of 23,279,946 shares of the Company’s common stock.

The matters considered and voted on by the stockholders at the Annual Meeting and the vote of the stockholders were as follows:

 




 


1.


The following individuals were elected as directors, Michela A. English and Anthony W. Parker, to serve until the 2026 Annual Meeting of Stockholders and until their successors are elected and qualified, by the following vote:

 












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For


 


  


Withheld


 


  


Broker

Non-Votes


 



Michela A. English


  


 


9,558,106


 


  


 


715,969


 


  


 


13,005,871


 



Anthony W. Parker


  


 


9,435,644


 


  


 


838,431


 


  


 


13,005,871


 


 




 


2.


The ratification of the selection by the Audit Committee of our Board of Directors of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending September 30, 2023, by the following vote.

 












For


 


Against


 


Abstain


 


Broker

Non-Votes



22,604,253


 


499,792


 


175,901


 


0


Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

 








Exhibit No.


  


Description






104


  


Cover Page Interactive Data File (embedded within the Inline XBRL document).







SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 













 



 


GLADSTONE CAPITAL CORPORATION

(Registrant)









 



 


By:


 


  /s/ Nicole Schaltenbrand




 



 



 


Nicole Schaltenbrand



February 2, 2023


 



 



 


Chief Financial Officer and Treasurer






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